← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(02/28/2024)
HEARTLAND ADVISORS, INC. · 所有者与执行高管(CRD 29433)
机构事实页:HEARTLAND ADVISORS, INC. 事实页 → | 官方原文:IAPD firm-summary/29433
Schedule A · 直接所有者(9 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| NASGOVITZ, WILLIAM, JOHN | 个人 | DIRECTOR & CHAIRMAN | 是 | NA |
| HEARTLAND HOLDINGS, INC. | 境内实体 | SHAREHOLDER | 是 | E |
| PAUL, VINITA, KAUR | 个人 | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL & SECRETARY | 是 | NA |
| BEST, NICOLE, JEANNINE | 个人 | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF ADMINSTRATIVE OFFICER | 是 | NA |
| NASGOVITZ, WILLIAM, RICHARD | 个人 | DIRECTOR, CHIEF EXECUTIVE OFFICER & PORTFOLIO MANAGER | 是 | NA |
| FLEMING, ANDREW, JOHN | 个人 | VICE PRESIDENT & PORTFOLIO MANAGER | 是 | NA |
| KOPS, MICHAEL, DAVID | 个人 | VICE PRESIDENT OF SALES | 是 | NA |
| MCWEY, COLIN, PATRICK | 个人 | VICE PRESIDENT & PORTFOLIO MANAGER | 是 | NA |
| MCGLONE, TROY, WILLIAM | 个人 | VICE PRESIDENT & PORTFOLIO MANAGER | 是 | NA |
Schedule B · 执行高管(2 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| NASGOVITZ, WILLIAM, RICHARD | DIRECTOR & CHIEF EXECUTIVE OFFICER &TRUSTEE OF TRUSTS | 是 |
| WILLIAM J. NASGOVITZ GRANTOR RETAINED ANNUITY TRUST | TRUST | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
