← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/28/2024)
FNY INVESTMENT ADVISERS, LLC · 所有者与执行高管(CRD 295433)
机构事实页:FNY INVESTMENT ADVISERS, LLC 事实页 → | 官方原文:IAPD firm-summary/295433
Schedule A · 直接所有者(7 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| FNY HOLDINGS, LLC | 境内实体 | MEMBER | 是 | E |
| FISCHMAN, SHAWN | 个人 | CHIEF COMPLIANCE OFFICER AND EXECUTIVE BOARD MEMBER | 是 | NA |
| POLVERINO, SANDRO, M | 个人 | CHIEF TECHNOLOGY OFFICER | — | NA |
| MOTSCHWILLER, DONALD, ERIC | 个人 | MANAGING MEMBER, CEO AND CHAIR OF THE INVESTMENT COMMITTEE & EXECUTIVE BOARD | 是 | NA |
| ERRIGO, DONNA, ANN | 个人 | CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER | 是 | NA |
| DI MARIA, FERDINAND, M | 个人 | CHIEF RISK OFFICER & INVESTMENT COMMITTEE MEMBER | 是 | NA |
| ABRAMSON, DAVID, STEVEN | 个人 | INVESTMENT COMMITTEE MEMBER | 是 | NA |
Schedule B · 执行高管(1 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| SHIMPFKY, JOSHUA | EXECUTIVE BOARD MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
