← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（11/05/2024）
PRINCIPAL ADVISED SERVICES, LLC · 所有者与执行高管（CRD 297324）
机构事实页：PRINCIPAL ADVISED SERVICES, LLC 事实页 → | 官方原文：IAPD firm-summary/297324
Schedule A · 直接所有者（18 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| FOSSELL, JANET, LORETTA | 个人 | CHIEF OPERATIONS OFFICER | 是 | NA |
| CHRISTENSEN, SCOTT, ALLEN | 个人 | CHIEF INVESTMENT OFFICER | 是 | NA |
| WINSTON, HEATHER, BLAKE | 个人 | CHIEF PRODUCT OFFICER | 是 | NA |
| WIENER, SARA, JO | 个人 | DIRECTOR | 是 | NA |
| NESS, BRIAN, STEVEN | 个人 | DIRECTOR | 是 | NA |
| WINTERHOF, JANIS, JEAN | 个人 | DIRECTOR | 是 | NA |
| MONTFORD, AMY, M | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| DOWNING, RYAN, DOUGLAS | 个人 | DIRECTOR | 是 | NA |
| LONG, GREGORY, SCOTT | 个人 | CHIEF MARKETING OFFICER | 是 | NA |
| DEASY, JUSTIN, MILLER | 个人 | ASSISTANT GENERAL COUNSEL | 是 | NA |
| ROBINSON SAATHOFF, DANNA, M | 个人 | CHIEF LEARNING OFFICER | 是 | NA |
| WENIG, BARBARA | 个人 | DIRECTOR | 是 | NA |
| Cusick, Kori, Diane | 个人 | CHIEF SUPERVISION OFFICER | 是 | NA |
| VANDERLEEK, ERIC | 个人 | CHIEF SALES OFFICER | 是 | NA |
| JENNINGS, MEGAN, ELIZABETH | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| PRINCIPAL HOLDING COMPANY, LLC | 境内实体 | OWNER | 是 | E |
| RIGLER, DAVID, ANDREW | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| suresh, nisha, R | 个人 | CHIEF TECHNOLOGY OFFICER | 是 | NA |
Schedule B · 执行高管（3 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | OWNER | 是 |
| PRINCIPAL FINANCIAL SERVICES, INC. | OWNER | 是 |
| PRINCIPAL FINANCIAL GROUP, INC. | OWNER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
