← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/30/2024)
ARISTOTLE PACIFIC CAPITAL, LLC · 所有者与执行高管(CRD 298050)
机构事实页:ARISTOTLE PACIFIC CAPITAL, LLC 事实页 → | 官方原文:IAPD firm-summary/298050
Schedule A · 直接所有者(10 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| RUMSEY, CAROL, ELAINE | 个人 | OWNER, CHIEF COMPLIANCE OFFICER | 是 | NA |
| LALLANDE, JOSEPH, GUSTAVE | 个人 | OWNER, GENERAL COUNSEL | 是 | NA |
| NOLAN, DOMINIC, DAO | 个人 | OWNER, CHIEF EXECUTIVE OFFICER | 是 | NA |
| ARISTOTLE CAPITAL MANAGEMENT, LLC | 境内实体 | OWNER | 是 | D |
| Schwab, Joshua, Brian | 个人 | OWNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | 是 | NA |
| LEASURE, JAMES, PATRICK | 个人 | OWNER, SENIOR MANAGING DIRECTOR/PORTFOLIO MANAGER | 是 | NA |
| MARZOUK, MICHAEL, ISAAC | 个人 | OWNER, SENIOR MANAGING DIRECTOR/PORTFOLIO MANAGER | — | A |
| BOYD, CHARLES, ROBERT | 个人 | OWNER, SENIOR MANAGING DIRECTOR/PORTFOLIO MANAGER | — | NA |
| ROBERTSON, BRIAN, MICHAEL | 个人 | OWNER, SENIOR MANAGING DIRECTOR/PORTFOLIO MANAGER | — | NA |
| WEISMILLER, DAVID, C | 个人 | OWNER, SENIOR MANAGING DIRECTOR/PORTFOLIO MANAGER | — | NA |
Schedule B · 执行高管(2 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| RCB ACQUISITION COMPANY LLC | OWNER/MANAGING MEMBER | 是 |
| GLEICHER HOLDINGS | OWNER/MANAGING MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
