← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/06/2019)
BENCHMARK CAPITAL ADVISORS LLC · 所有者与执行高管(CRD 298481)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/298481
Schedule A · 直接所有者(3 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| NORTHEAST SECURITIES, LLC | 境内实体 | SHAREHOLDER | 是 | E |
| STICE, HAROLD, EUGENE | 个人 | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | 是 | NA |
| Duffy, Paul, Edward | 个人 | PRESIDENT | 是 | NA |
Schedule B · 执行高管(10 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| R. HENRIQUEZ HOLDINGS LLC | MEMBER | 是 |
| NORTHEASTGIS HOLDINGS LLC | MEMBER | 是 |
| RHH FINANCIAL GROUP LLC | MEMBER | 是 |
| RAUL HENRIQUEZ REVOCABLE TRUST | MEMBER | 是 |
| RH FAMILY TRUST | MEMBER | 是 |
| HENRIQUEZ, RAUL | TRUSTEE | 是 |
| HENRIQUEZ, RAUL | CO-TRUSTEE | 是 |
| Silva Henriquez, Sara, Roxana | CO-TRUSTEE | 是 |
| R. HENRIQUEZ HOLDINGS LLC | MEMBER | 是 |
| INSIGNEO FINANCIAL SERVICES LLC | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
