← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/27/2024)
ESP INVESTMENT ADVISORS LLC · 所有者与执行高管(CRD 298553)
机构事实页:ESP INVESTMENT ADVISORS LLC 事实页 → | 官方原文:IAPD firm-summary/298553
Schedule A · 直接所有者(13 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| ENERGY SPECTRUM SECURITIES CORPORATION | 境内实体 | MEMBER | 是 | E |
| ENERGY SPECTRUM CAPITAL VIII LP | 境内实体 | MEMBER | 是 | E |
| WHITENER, THOMAS, OLIVER | 个人 | PRESIDENT | 是 | NA |
| SPANN, JAMES, WILLIAM | 个人 | MANAGING DIRECTOR AND DEPUTY COMPLIANCE OFFICER | 是 | NA |
| DAVIS, BENJAMIN, HOYLE | 个人 | SENIOR VICE PRESIDENT | 是 | NA |
| BENSON, JAMES, PATRICK | 个人 | MANAGING DIRECTOR | 是 | NA |
| AUGUSTINI, PETER, W. | 个人 | SENIOR VICE PRESIDENT | 是 | NA |
| HONEYBONE, MARK, S. | 个人 | SENIOR VICE PRESIDENT | 是 | NA |
| Fischer, Alison, Kara | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| PHILLIPS, CHANDLER, ANDREW | 个人 | VICE PRESIDENT | 是 | NA |
| MAYON, MICHAEL, CHARLES | 个人 | VICE PRESIDENT | 是 | NA |
| MITCHELL, MICHAEL, PATRICK | 个人 | VICE PRESIDENT | 是 | NA |
| DELUCA, ELIZABETH, ASHLEY | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
Schedule B · 执行高管(5 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| ENERGY SPECTRUM VIII LLC | GENERAL PARTNER | 是 |
| ENERGY SPECTRUM SECURITIES CORPORATION | MEMBER | 是 |
| WHITENER, THOMAS, OLIVER | SHAREHOLDER | 是 |
| SPANN, JAMES, WILLIAM | SHAREHOLDER | 是 |
| BENSON, JAMES, PATRICK | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
