← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（08/08/2024）
SPF INVESTMENT MANAGEMENT, L.P. · 所有者与执行高管（CRD 299036）
机构事实页：SPF INVESTMENT MANAGEMENT, L.P. 事实页 → | 官方原文：IAPD firm-summary/299036
Schedule A · 直接所有者（11 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| SPF INVESTMENT MANAGEMENT (GP), LLC | 境内实体 | GENERAL PARTNER | 是 | NA |
| SOHN, ALBERT, JEENYOUNG | 个人 | CHIEF INVESTMENT OFFICER / CHIEF EXECUTIVE OFFICER / LIMITED PARTNER | 是 | D |
| BARRES, MARK, STEVEN | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
| KEATING, SEAN, CHRISTOPHER | 个人 | DEPUTY CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | 是 | NA |
| VERMA, ALOK, DEV | 个人 | LIMITED PARTNER | — | A |
| DEFORREST, CORY, ALBERT | 个人 | LIMITED PARTNER | — | A |
| BUCHALTER, GARY, MARK | 个人 | LIMITED PARTNER | — | A |
| DRVOSTEP, JAMES, BLAKE | 个人 | LIMITED PARTNER | — | A |
| SUJANANI, SURAJ, MOHAN | 个人 | LIMITED PARTNER | — | A |
| MARVIN, CHRISTOPHER, MATTHEW | 个人 | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 是 | NA |
| UBS ASSET MANAGEMENT (AMERICAS) LLC | 境内实体 | LIMITED PARTNER | — | A |
Schedule B · 执行高管（8 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| SOHN, ALBERT, JEENYOUNG | MEMBER / MANAGING DIRECTOR | 是 |
| BARRES, MARK, STEVEN | MANAGING DIRECTOR | 是 |
| KEATING, SEAN, CHRISTOPHER | MANAGING DIRECTOR | 是 |
| MARVIN, CHRISTOPHER, MATTHEW | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 是 |
| UBS GROUP AG | SHAREHOLDER | — |
| UBS AG | SHAREHOLDER | — |
| UBS AMERICAS HOLDING LLC | SHAREHOLDER | 是 |
| UBS AMERICAS INC. | SHAREHOLDER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
