← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(06/24/2024)
VENTUM ADVISORS CORP. · 所有者与执行高管(CRD 299365)
机构事实页:VENTUM ADVISORS CORP. 事实页 → | 官方原文:IAPD firm-summary/299365
Schedule A · 直接所有者(4 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| GLOVER, DOUGLAS, JAMES | 个人 | CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER | 是 | NA |
| Salerno, Mark | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| Cusson, David | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| 1-UP HOLDINGS CORP. | 境外实体 | DIRECT OWNER | 是 | E |
Schedule B · 执行高管(15 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| NADAL, MILES, SPENCER | MAJORITY OWNER | 是 |
| 2-UP HOLDINGS CORP. | DIRECT OWNER | 是 |
| ARCOLE INTERMEDIATE CORP. | DIRECT OWNER | 是 |
| RCM CAPITAL BD HOLDINGS LP | DIRECT OWNER - 100% VOTING SHARES | 是 |
| RCM CAPITAL BD HOLDINGS GP LTD. | GENERAL PARTNER | 是 |
| RCM CAPITAL LBTM LP | MAJORITY LP INTEREST | 是 |
| RCM CAPITAL LBTM GP LTD. | DIRECT OWNER - 100% COMMON SHARES | 是 |
| LBTM-BC HOLDINGS LTD. | DIRECT OWNER - 100% COMMON SHARES | 是 |
| LBTM-BC HOLDINGS LTD. | MAJORITY LP INTEREST | 是 |
| R.C. MORRIS S.O. DEBT FUND IV GP LTD. | DIRECT OWNER - 100% COMMON SHARES | 是 |
| R.C. MORRIS & PARTNERS LLP | DIRECT OWNER | 是 |
| NORTHERN & FURY HOLDINGS LTD. | DIRECT OWNER | 是 |
| CLH TRUST | DIRECT OWNER | 是 |
| RCM CAPITAL LBTM GP LTD. | GENERAL PARTNER | 是 |
| Morris, Robert, Christopher | TRUSTEE | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
