← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(05/21/2024)
CORTLAND INVESTMENT MANAGEMENT, LLC · 所有者与执行高管(CRD 299369)
机构事实页:CORTLAND INVESTMENT MANAGEMENT, LLC 事实页 → | 官方原文:IAPD firm-summary/299369
Schedule A · 直接所有者(8 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| DEFRANCIS, STEVEN, JOEL | 个人 | CEO | 是 | NA |
| CORTLAND HOLDINGS, LLC | 境内实体 | MANAGER, SOLE MEMBER | 是 | E |
| ALTMAN, MICHAEL, EDWARD | 个人 | CIO | 是 | NA |
| MAY, COREY, BRENDAN | 个人 | GENERAL COUNSEL | 是 | NA |
| DICKSON, DAVID, MARTIN | 个人 | CFO | 是 | NA |
| STIKER, EDWARD, SMITH | 个人 | SENIOR MANAGING PARTNER, HEAD OF CLIENT RELATIONS & CAPITAL MARKETS | 是 | NA |
| KERN, JASON, BLAIR | 个人 | PRESIDENT OF INVESTMENT MANAGEMENT | 是 | NA |
| SIMON, LINDSEY, HELAINE | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
Schedule B · 执行高管(8 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| THE KENJACK TRUST | MEMBER | 是 |
| ENICK, MICHELLE, CERRONE | TRUSTEE | 是 |
| GRAHAM, CHRISTOPHER, TODD | TRUSTEE | 是 |
| MAY, COREY, BRENDAN | TRUSTEE | 是 |
| DEFRANCIS, STEVEN, JOEL | MANAGER | 是 |
| CIOPS CONSOLIDATED HOLDINGS, LLC | MEMBER | 是 |
| CORTLAND ASSOCIATES, LLC | MEMBER | 是 |
| DEFRANCIS, STEVEN, JOEL | MANAGER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
