← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(06/30/2022)
NYDIG ASSET ADVISORY LLC · 所有者与执行高管(CRD 300650)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/300650
Schedule A · 直接所有者(8 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| GUTMANN, ROBERT, DAVID | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| GRINBERG, REUBEN, ALEXANDER | 个人 | GENERAL COUNSEL | — | NA |
| DALBY, TIMOTHY, JOHN | 个人 | CHIEF FINANCIAL OFFICER | — | NA |
| DONAT, SAMUEL, LAWRENCE | 个人 | CHIEF OPERATING OFFICER | — | NA |
| STANZONI, CRYSTAL, TRAVANTI | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
| ROTHWELL, JAMES, THOMAS | 个人 | CHIEF ADMINISTRATIVE OFFICER AND CHIEF LEGAL OFFICER | — | NA |
| NYDIG INSTITUTIONAL HOLDINGS LLC | 境内实体 | SOLE MEMBER | 是 | E |
| Shah, Tejas | 个人 | GLOBAL HEAD OF INSTITUTIONAL FINANCE | — | NA |
Schedule B · 执行高管(11 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| NEW YORK DIGITAL INVESTMENT GROUP LLC | MEMBER | 是 |
| STEVENS, ROSS, LAWRENCE | ELECTED MANAGER | 是 |
| STAVIS, ROBERT, MICHAEL | ELECTED MANAGER | 是 |
| STONE RIDGE HOLDINGS GROUP LP | MEMBER | 是 |
| STEVENS, ROSS, LAWRENCE | MANAGER OF GENERAL PARTNER; LIMITED PARTNER | 是 |
| HELLER, DAVID, B | ELECTED MANAGER | 是 |
| GUTMANN, ROBERT, DAVID | ELECTED MANAGER AND CHIEF EXECUTIVE OFFICER | 是 |
| MATHAS, THEODORE, ALEXANDER | ELECTED MANAGER | 是 |
| RESES, JACQUELINE, DAWN | ELECTED MANAGER | 是 |
| GANELES, SCOTT, CHARLES | ELECTED MANAGER | 是 |
| NYDIG IHC LLC | SOLE MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
