← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/08/2024)
SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED · 所有者与执行高管(CRD 301509)
机构事实页:SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED 事实页 → | 官方原文:IAPD firm-summary/301509
Schedule A · 直接所有者(29 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| DAIWA SECURITIES GROUP INC | 境外实体 | PARENT COMPANY | 是 | B |
| SUMITOMO MITSUI TRUST BANK, LIMITED | 境外实体 | SHAREHOLDER | — | NA |
| SUMITOMO MITSUI FINANCIAL GROUP, INC. | 境外实体 | PARENT COMPANY | 是 | D |
| MITSUI SUMITOMO INSURANCE COMPANY, LIMITED | 境外实体 | PARENT COMPANY | 是 | B |
| SUMITOMO LIFE INSURANCE COMPANY | 境外实体 | PARENT COMPANY | 是 | B |
| ARAI, JUN | 个人 | DIRECTOR (EXTERNAL DIRECTOR) | 是 | NA |
| IKI, TSUNETO | 个人 | DEPUTY PRESIDENT EXCUTIVE OFFICER | 是 | NA |
| IMAI, TSUYOSHI | 个人 | DIRECTOR AND SENIOR MANAGING EXECUTIVE OFFICER | 是 | NA |
| UEYAMA, OSAMU | 个人 | SENIOR MANAGING EXECUTIVE OFFICER | 是 | NA |
| KINOSHITA, KOICHI | 个人 | MANAGING EXECUTIVE OFFICER | 是 | NA |
| SARUTA, TAKASHI | 个人 | REPRESENTATIVE DIRECTOR, PRESIDENT AND CEO | 是 | NA |
| Niijima, Tsuyoshi | 个人 | EXECUTIVE OFFICER | 是 | NA |
| Takatsuka, Mineo | 个人 | SENIOR MANAGING EXECUTIVE OFFICER | 是 | NA |
| Ajisaka, Ryohei | 个人 | SENIOR MANAGING EXECUTIVE OFFICER | 是 | NA |
| SUZUKI, TAKENARI | 个人 | MANAGING EXECUTIVE OFFICER | 是 | NA |
| Matsui, Tomonobu | 个人 | CHIEF COMPLIANCE OFFICER, DIRECTOR AND MANADING EXECUTIVE OFFIER | 是 | NA |
| Yamamoto, Naofumi | 个人 | EXECUTIVE OFFICER | 是 | NA |
| Sasaki, Hiroko | 个人 | DIRECTOR (EXTERNAL DIRECTOR) | 是 | NA |
| Nagai, Naoto | 个人 | EXECUTIVE OFFICER | 是 | NA |
| Yoda, Koichiro | 个人 | EXECUTIVE OFFICER | 是 | NA |
| Hori, Tomonori | 个人 | EXECUTIVE OFFICER | 是 | NA |
| OGIHARA, WATARU | 个人 | DEPURTY PRESIDENT EXECUTIVE OFFICER | 是 | NA |
| YANAGISAWA, SHIKO | 个人 | DIRECTOR AND DEPUTY PRESIDENT EXECUTIVE OFFICER | 是 | NA |
| Kito, Yasuko | 个人 | EXECUTIVE OFFICER | 是 | NA |
| Sonoda, Kenji | 个人 | EXECUTIVE OFFICER | 是 | NA |
| Ishihara, Daisuke | 个人 | EXECUTIVE OFFICER | 是 | NA |
| Harada, Yasuhiro | 个人 | EXECUTIVE OFFICER | 是 | NA |
| Tsuchiya, Yuko | 个人 | EXECUTIVE OFFICER | 是 | NA |
| ORIME, NAOYA | 个人 | DIRECTOR(EXTERNAL DIRECTOR) | 是 | NA |
Schedule B · 执行高管(0 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| — | ||
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
