← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(08/21/2019)
SMN INVESTMENT SERVICES GMBH · 所有者与执行高管(CRD 302119)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/302119
Schedule A · 直接所有者(6 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| Stephani, Michael, Hellmut Maximilian | 个人 | AUTHORIZED OFFICER | 是 | NA |
| Heitzinger, Gernot, Karl | 个人 | MANAGING DIRECTOR | 是 | NA |
| Gollenbeck, Roland, Werner | 个人 | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | 是 | NA |
| Waldstein-Wartenberg, Joseph | 个人 | AUTHORIZED OFFICER | 是 | NA |
| MICHAEL NEUBAUER PRIVATSTIFTUNG | 境外实体 | OWNING ENTITY | 是 | D |
| CHRISTIAN MAYER PRIVATSTIFTUNG | 境外实体 | OWNING ENTITY | 是 | D |
Schedule B · 执行高管(9 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| Neubauer, Michael, NMN | TRUSTOR AND ULTIMATE BENEFICIAL OWNER | — |
| Mayer, Christian, NMN | BOARD MEMBER | 是 |
| Hausmaninger, Christian, NMN | BOARD MEMBER | 是 |
| Svoboda, Alexander, NMN | BOARD MEMBER | 是 |
| Mayer, Christian, NMN | TRUSTOR AND ULTIMATE BENEFICIAL OWNER | — |
| Mayer, Doris, NMN | ULTIMATE BENEFICIAL OWNER | — |
| Svoboda, Alexander, NMN | BOARD MEMBER | 是 |
| Hausmaninger, Christian, NMN | BOARD MEMBER | 是 |
| Neubauer, Michael, NMN | BOARD MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
