← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（04/29/2024）
OXFORD FINANCE ADVISORS, LLC · 所有者与执行高管（CRD 304433）
机构事实页：OXFORD FINANCE ADVISORS, LLC 事实页 → | 官方原文：IAPD firm-summary/304433
Schedule A · 直接所有者（7 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| OXFORD FINANCE LLC | 境内实体 | SOLE MEMBER | 是 | E |
| PHILBRICK, JOHN, ALDEN | 个人 | PRESIDENT & CHIEF EXECUTIVE OFFICER | 是 | NA |
| LEX, TIMOTHY, ARTHUR | 个人 | EXECUTIVE VICE PRESIDENT & CHIEF OPERATING OFFICER | 是 | NA |
| HOUSER, HANS, STRICKLER | 个人 | SENIOR VICE PRESIDENT & CHIEF CREDIT OFFICER | 是 | NA |
| FRIEDMAN, JOSHUA, MORRIS | 个人 | VICE PRESIDENT & CHIEF FINANCIAL OFFICER | 是 | NA |
| FEATHERLY, COLETTE, HASTINGS | 个人 | SENIOR VICE PRESIDENT | 是 | NA |
| ABBOTT, TRACY, KATE | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
Schedule B · 执行高管（11 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| OXFORD HOLDCO LLC | SOLE MEMBER | 是 |
| WCP OXFORD VENTURES LLC | MEMBER | 是 |
| OXFORD FINANCE PARTNERS LLC | MEMBER | 是 |
| GONTAR, MICHAEL, NMN | MEMBER | 是 |
| PHILBRICK, JOHN, ALDEN | MEMBER | 是 |
| TENENBAYEV, STANISLAV, NMN | MANAGER | 是 |
| TOAN, ROBERT, WINTHROP | MANAGER | 是 |
| LEX, TIMOTHY, ARTHUR | MANAGER | 是 |
| TOAN, ROBERT, WINTHROP | MANAGER | 是 |
| GONTAR, MICHAEL, NMN | MANAGER | 是 |
| PHILBRICK, JOHN, A | MANAGER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
