← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(12/18/2024)
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC · 所有者与执行高管(CRD 307865)
机构事实页:NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 事实页 → | 官方原文:IAPD firm-summary/307865
Schedule A · 直接所有者(9 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | 境内实体 | SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC | 是 | E |
| CONMEY, MICHAEL, JORDAN | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
| ZALE, THOMAS, DAVID | 个人 | DIRECTOR; VICE PRESIDENT - REAL ESTATE | 是 | NA |
| JULKA, DANIEL, JOSEPH | 个人 | DIRECTOR; VICE PRESIDENT - PRIVATE SECURITIES | 是 | NA |
| AUTH, RAYMOND, JACOB | 个人 | DIRECTOR; VICE PRESIDENT - INVESTMENT STRATEGY | 是 | NA |
| GORE, TINA, GAYLE | 个人 | TREASURER | — | NA |
| BENTLEY, JOHN, EMERSON | 个人 | CHAIRMAN & PRESIDENT | 是 | NA |
| SMITH, JASON, DALE | 个人 | DIRECTOR; VICE PRESIDENT - PUBLIC INVESTMENTS | 是 | NA |
| FLESCH, DANIEL, MICHAEL | 个人 | CHIEF OPERATING OFFICER | — | NA |
Schedule B · 执行高管(0 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| — | ||
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
