← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（08/08/2024）
DALTON INVESTMENTS, INC. · 所有者与执行高管（CRD 308609）
机构事实页：DALTON INVESTMENTS, INC. 事实页 → | 官方原文：IAPD firm-summary/308609
Schedule A · 直接所有者（8 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| HA, CHRISTOPHER, ALFRED | 个人 | CHIEF COMPLIANCE OFFICER AND COUNSEL, DALTON INVESTMENTS, INC. | 是 | NA |
| ALFANDARI, SARAH, BARBARA | 个人 | CHIEF EXECUTIVE OFFICER AND PRESIDENT, AND DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC. | 是 | NA |
| COMBS, FRANK, GIFFORD | 个人 | TREASURER, SECRETARY, PORTFOLIO MANAGER, AND DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC. | 是 | NA |
| DOUGLAS, IAIN, NA | 个人 | CHIEF MARKETING OFFICER, DALTON INVESTMENTS, INC. | 是 | NA |
| HUNPADONGRAT, JANET, NA | 个人 | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS, INC. | 是 | NA |
| ROSENWALD, JAMES, BENNO | 个人 | CHAIRMAN OF THE BOARD OF DIRECTORS, AND CHIEF INVESTMENT OFFICER, DALTON INVESTMNTS, INC. | 是 | NA |
| ROSENWALD, JOCELYN, MAY | 个人 | DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC. | 是 | NA |
| DALTON INVESTMENTS LLC | 境内实体 | OWNER OF DALTON INVESTMENTS, INC. | 是 | E |
Schedule B · 执行高管（4 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| ROSENWALD CAPITAL MANAGEMENT, INC. | MAJORITY-OWNER AND MANAGING MEMBER | 是 |
| ROSENWALD FAMILY TRUST | OWNER | 是 |
| ROSENWALD, JAMES, BENNO | TRUSTEE | 是 |
| ROSENWALD, LAURA, PARKER | TRUSTEE | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
