← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/31/2024)
HUMPHREYS CAPITAL, LLC · 所有者与执行高管(CRD 309323)
机构事实页:HUMPHREYS CAPITAL, LLC 事实页 → | 官方原文:IAPD firm-summary/309323
Schedule A · 直接所有者(7 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| THE HUMPHREYS COMPANY, LLC | 境内实体 | MEMBER | 是 | D |
| HL AMERICAN INVESTMENTS, LLC | 境内实体 | MEMBER | 是 | B |
| HUMPHREYS, BLAIR, DAVID | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| HUMPHREYS, GRANT, CARLTON | 个人 | CHAIRMAN | 是 | NA |
| HUMPHREYS, KIRK, DAVID | 个人 | CHAIRMAN EMERITUS | 是 | NA |
| MERRITT, BRADEN, PAYNE | 个人 | PRESIDENT | 是 | NA |
| MERRITT, BRETT, PATRICK | 个人 | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | 是 | NA |
Schedule B · 执行高管(23 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| DANNA HUMPHREYS REVOCABLE TRUST | MEMBER | — |
| KIRK HUMPHREYS REVOCABLE TRUST | MEMBER | — |
| ANNIE HUMPHREYS COMPANY, LLC | MEMBER | 是 |
| BLAIR HUMPHREYS COMPANY, LLC | MEMBER | 是 |
| GRANT HUMPHREYS COMPANY, LLC | MEMBER | 是 |
| HUMPHREYS, BLAIR, DAVID | PRESIDENT & DIRECTOR, HUMPHREYS CAPITAL | 是 |
| HUMPHREYS, GRANT, CARLTON | CHIEF EXECUTIVE OFFICER, DIRECTOR | 是 |
| HUMPHREYS, KIRK, DAVID | MEMBER, MANAGEMENT COMMITTEE | 是 |
| MIDDLEBROOKS, GRACE, ANNE | MANAGING MEMBER | 是 |
| HUMPHREYS, BLAIR, DAVID | MANAGING MEMBER | 是 |
| HUMPHREYS, GRANT, CARLTON | MANAGING MEMBER | 是 |
| GREEN, MART, DELYN | SECRETARY | 是 |
| GREEN, STEVEN, TODD | PRESIDENT | 是 |
| LETT, DARSEE, DAWN DE'ETTE | MEMBER | 是 |
| 2012 GREEN FAMILY DYNASTY TRUST | MEMBER | 是 |
| GREEN, MART, DELYN | TRUSTEE OF 2012 GREEN FAMILY DYNASTRY TRUST | 是 |
| GREEN, STEVEN, TODD | TRUSTEE OF 2012 GREEN FAMILY DYNASTRY TRUST | 是 |
| LETT, DARSEE, DAWN DE'ETTE | TRUSTEE OF 2012 GREEN FAMILY DYNASTRY TRUST | 是 |
| HUMPHREYS, KIRK, DAVID | CO-TRUSTEE OF KIRK HUMPHREYS REVOCABLE TRUST | 是 |
| HUMPHREYS, DANNA | CO-TRUSTEE OF DANNA HUMPHREYS REVOCABLE TRUST | 是 |
| HUMPHREYS, KIRK, DAVID | CO-TRUSTEE OF DANNA HUMPHREYS REVOCABLE TRUST | 是 |
| HUMPHREYS, DANNA | CO-TRUSTEE OF KIRK HUMPHREYS REVOCABLE TRUST | 是 |
| MIDDLEBROOKS, GRACE, ANNE | DIRECTOR | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
