← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（04/23/2024）
ICA GROUP WEALTH MANAGEMENT, LLC · 所有者与执行高管（CRD 311419）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/311419
Schedule A · 直接所有者（4 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| BAUMAN, KELLY, LYNN | 个人 | CO- CHIEF COMPLIANCE OFFICER | 是 | NA |
| RENNER, THOMAS, CHADWICK | 个人 | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 是 | NA |
| ICA GROUP HOLDING COMPANY, LLC | 境内实体 | SOLE MEMBER AND MANAGER | 是 | E |
| GUNDERSON, PAUL, J | 个人 | VP, COMPLIANCE | 是 | NA |
Schedule B · 执行高管（8 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| BAY, ADAM, J. | MANAGEMENT COMMITTEE MEMBER | 是 |
| HUCK, TRAVIS, M | MANAGEMENT COMMITTEE MEMBER | 是 |
| CONNORS, BRADLEY, EDWARD | MANAGEMENT COMMITTEE MEMBER | 是 |
| SCHMIDT, RANDY, ALLEN | MANAGEMENT COMMITTEE MEMBER | 是 |
| BERRY, JOHN, RICHARD | MANAGEMENT COMMITTEE MEMBER | 是 |
| HANSEN, JOHN, PAUL | MANAGEMENT COMMITTEE MEMBER | 是 |
| NEWELL, JOHN, ERIC | MANAGEMENT COMMITTEE MEMBER | 是 |
| BINDAS, MICHAEL, THOMAS | MANAGEMENT COMMITTEE MEMBER | — |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
