← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/29/2024)
NSI RETAIL ADVISORS, LLC · 所有者与执行高管(CRD 312148)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/312148
Schedule A · 直接所有者(7 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| MOLOTSKY, ALAN, EUGENE | 个人 | CHIEF LEGAL OFFICER | 是 | NA |
| GOODWIN, MARK, DAVID | 个人 | CHAIRMAN | 是 | NA |
| SKREPPEN, ULF, ARTHUR | 个人 | COO/CCO | 是 | NA |
| GENSHEIMER, MARK, RICHARD | 个人 | PRESIDENT | 是 | NA |
| NSIR INTERMEDIATE HOLDINGS LLC | 境内实体 | SOLE OWNER | 是 | E |
| COX, BRADLEY, WILLIAM | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| ALLEN, BRIAN, SCOTT | 个人 | CHIEF INVESTMENT OFFICER | 是 | NA |
Schedule B · 执行高管(10 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| NSI HOLDCO, LLC | MEMBER OF CSM HOLDINGS LLC | 是 |
| ESTANCIA CAPITAL PARTNERS FUND II, L.P. | MEMBER | 是 |
| ESTANCIA GP II, L.P. | GENERAL PARTNER | 是 |
| ESTANCIA UGP II, LLC | GENERAL PARTNER | 是 |
| KANG, DANNY, ALLAN | MANAGING DIRECTOR | 是 |
| MENDEZ, MICHAEL, CASARES | MANAGING DIRECTOR | 是 |
| MORIUCHI, TAKASHI, BAYARD | MANAGING DIRECTOR | 是 |
| CSM HOLDINGS, LLC | SOLE MEMBER OF CSM GROUP HOLDINGS LLC | 是 |
| CSM GROUP INTERMEDIATE HOLDINGS LLC | SOLE MEMBER OF NSIR INTERMEDIATE HOLDINGS LLC | 是 |
| CSM GROUP HOLDINGS LLC | SOLE MEMBER OF CSM GROUP INTERMEDIATE HOLDINGS LLC | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
