← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(08/16/2024)
BAM CREDIT AND INSURANCE SOLUTIONS ADVISOR LLC · 所有者与执行高管(CRD 312792)
机构事实页:BAM CREDIT AND INSURANCE SOLUTIONS ADVISOR LLC 事实页 → | 官方原文:IAPD firm-summary/312792
Schedule A · 直接所有者(8 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| FLATT, BRUCE, JAMES | 个人 | CHIEF EXECUTIVE OFFICER FOR BROOKFIELD ASSET MANAGEMENT LTD. AND BROOKFIELD CORPORATION | 是 | NA |
| FISHER-DAYN, RONALD | 个人 | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | 是 | NA |
| BROOKFIELD US INSURANCE LLC | 境内实体 | MEMBER | 是 | E |
| Pearson, Lori | 个人 | MANAGING PARTNER AND CHIEF OPERATING OFFICER OF BROOKFIELD CORPORATION | 是 | NA |
| GOODMAN, NICHOLAS, HOWARD | 个人 | MANAGING PARTNER, PRESIDENT AND CHIEF FINANCIAL OFFICER OF BROOKFIELD CORPORATION | 是 | NA |
| Beber, Justin | 个人 | MANAGING PARTNER, CHIEF ADMINISTRATIVE OFFICER AND GENERAL COUNSEL OF BROOKFIELD ASSET MANAGEMENT LTD. | 是 | NA |
| PEER MARSHALL, HADLEY | 个人 | MANAGING PARTNER AND CHIEF FINANCIAL OFFICER OF BROOKFIELD ASSET MANAGEMENT LTD. | 是 | NA |
| NOBLE, CRAIG, William Alexander | 个人 | MANAGING PARTNER AND CHIEF EXECUTIVE OFFICER, CREDIT | 是 | NA |
Schedule B · 执行高管(5 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| BROOKFIELD US INC. | SHAREHOLDER | 是 |
| BROOKFIELD US HOLDINGS INC. | SHAREHOLDER | 是 |
| BROOKFIELD ASSET MANAGEMENT ULC | SHAREHOLDER | 是 |
| BROOKFIELD ASSET MANAGEMENT LTD. | SHAREHOLDER | 是 |
| BROOKFIELD CORPORATION | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
