← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(07/02/2024)
UBS TRUST COMPANY OF PUERTO RICO · 所有者与执行高管(CRD 313696)
机构事实页:UBS TRUST COMPANY OF PUERTO RICO 事实页 → | 官方原文:IAPD firm-summary/313696
Schedule A · 直接所有者(15 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| PAINWEBBER INERNATIONAL INC. | 境内实体 | OWNER | 是 | E |
| UBINAS TAYLOR, CARLOS, VERNER | 个人 | MANAGING DIRECTOR, CHAIRMAN OF THE BOARD | 是 | NA |
| COLON, LUZ, NEREIDA | 个人 | CHIEF COMPLIANCE OFFICER, EXECUTIVE DIRECTOR | 是 | NA |
| HIGHLEY, LESLIE, CHARLES | 个人 | MANAGING DIRECTOR UBS ASSET MANAGERS OF PR, MEMBER OF THE BOARD | 是 | NA |
| GONZALEZ, JAVIER | 个人 | MEMBER OF THE BOARD OF DIRECTORS | 是 | NA |
| RIVERA, WILLIAM | 个人 | PORTFOLIO MANAGER, EXECUTIVE DIRECTOR | — | NA |
| RODRIGUEZ, JAVIER, ANIBAL | 个人 | PORTFOLIO MANAGER, DIRECTOR | — | NA |
| ROMANACH, GUSTAVO, ADOLFO | 个人 | ASSOCIATE PORTFOLIO MANAGER, DIRECTOR | — | NA |
| CASELLAS, MICHELLE, MARIA | 个人 | MEMBER OF THE BOARD OF DIRECTORS, EXECUTIVE DIRECTOR | 是 | NA |
| GRAU BRULL, JOSE, HUMBERTO | 个人 | MEMBER OF THE BOARD OF DIRECTOR, CHIEF FINANCIAL OFFICER, EXECUTIVE DIRECTOR | 是 | NA |
| BALLESTER, CLAUDIO, DOMINGO | 个人 | MEMBER OF THE BOARD OF DIRECTORS, EXECUTIVE DIRECTOR | 是 | NA |
| CUADRADO, HEYDI, YACIELI | 个人 | ASSOCIATE PORTFOLIO MANAGER, DIRECTOR | — | NA |
| RAMOS PEREZ, EDWARD | 个人 | FUND MANAGEMENT OPERATIONS, ASSOCIATE DIRECTOR | — | NA |
| VILARO, MARIA, LUISA | 个人 | FUND MANAGEMENT OPERATIONS, ASSOCIATE DIRECTOR | — | NA |
| MANZ, ALEXANDRE, CYRIL | 个人 | PRESIDENT OF UBS TRUST COMPANY OF PUERTO RICO | 是 | NA |
Schedule B · 执行高管(4 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| UBS AMERICAS INC. | OWNER | 是 |
| UBS AMERICAS HOLDING LLC | SHAREHOLDER | 是 |
| UBS AG | SHAREHOLDER | 是 |
| UBS GROUP AG | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
