← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（08/08/2024）
STONEHAGE FLEMING INVESTMENT MANAGEMENT LIMITED · 所有者与执行高管（CRD 313913）
机构事实页：STONEHAGE FLEMING INVESTMENT MANAGEMENT LIMITED 事实页 → | 官方原文：IAPD firm-summary/313913
Schedule A · 直接所有者（8 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| STONEHAGE FLEMING (UK) LIMITED | 境外实体 | SOLE SHAREHOLDER | 是 | E |
| GARDNER, ADRIAN, DAVID EDMUND | 个人 | CHIEF OPERATIONS OFFICER | 是 | NA |
| Berman, Michael, NMN | 个人 | HEAD OF CLIENT MANAGEMENT | 是 | NA |
| WAINER, GRAHAM, DEREK | 个人 | INVESTMENT MANAGEMENT CHIEF EXECUTIVE OFFICER | 是 | NA |
| Mundell, Katie, Angela | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| Veale, John, Desmond | 个人 | DEPUTY HEAD OF INVESTMENTS | 是 | NA |
| Sheppard, Eva, Marie | 个人 | SENIOR RELATIONSHIP MANAGER | 是 | NA |
| SMIT, GERRIT, ERASMUS | 个人 | HEAD OF GLOBAL EQUITY MANAGEMENT | 是 | NA |
Schedule B · 执行高管（11 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| STONEHAGE FLEMING FINANCIAL SERVICES HOLDINGS LIMITED | SOLE SHAREHOLDER | 是 |
| STONEHAGE FLEMING FAMILY & PARTNERS LIMITED | SOLE SHAREHOLDER | 是 |
| CALEDONIA INVESTMENTS PLC | SHAREHOLDER | 是 |
| SPES BONA LIMITED | SHAREHOLDER | 是 |
| LIBERTAS INVESTMENT GROUP LIMITED | SHAREHOLDER | 是 |
| LIBERTAS INTERNATIONAL TRUST | SOLE SHAREHOLDER | 是 |
| PRIMAFIDES (SUISSE) S. A. | TRUSTEE | 是 |
| STURDON HOLDINGS LUXEMBOURG S.A.R.L | SOLE SHAREHOLDER | 是 |
| STONEHAGE FLEMING SA | SOLE SHAREHOLDER | 是 |
| STONEHAGE FLEMING S.A.R.L | SOLE SHAREHOLDER | 是 |
| STONEHAGE FLEMING FINANCIAL SERVICES HOLDINGS LIMITED | SOLE SHAREHOLDER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
