← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(09/10/2024)
ARIEL ALTERNATIVES, LLC · 所有者与执行高管(CRD 314178)
机构事实页:ARIEL ALTERNATIVES, LLC 事实页 → | 官方原文:IAPD firm-summary/314178
Schedule A · 直接所有者(15 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| BRUN, LESLIE, ADOLPHE | 个人 | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CO-FOUNDER, AND MANAGER | 是 | A |
| ARIEL INVESTMENTS, LLC | 境内实体 | OWNER | 是 | E |
| ALVES, PAGET, LEONARD | 个人 | MANAGER | 是 | NA |
| LEWIS, WILLIAM, MILTON | 个人 | MANAGER | 是 | NA |
| VITALE, DAVID, JOHN | 个人 | MANAGER | 是 | NA |
| CALDERON, CARLOS, ESTUARDO | 个人 | CHIEF FINANCIAL OFFICER | — | NA |
| RODRIGUEZ-AYALA, EMMA, LEONOR | 个人 | CHIEF ADMINISTRATIVE OFFICER, GENERAL COUNSEL & SECRETARY | 是 | NA |
| Thomas, Pascale, Marie | 个人 | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | 是 | NA |
| ROGERS, JOHN, WASHINGTON | 个人 | MANAGER | 是 | C |
| FULLER, VICKI, LYNN | 个人 | MANAGER | 是 | NA |
| Hawkins, Mark, Joseph | 个人 | MANAGER | 是 | NA |
| Bell, James, Aaron | 个人 | MANAGER | 是 | NA |
| Stewart, Shelley | 个人 | MANAGER | 是 | NA |
| Brown-Philpot, Stacy, ShaRon | 个人 | MANAGER | 是 | NA |
| BONNET, YUE | 个人 | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENTS | 是 | NA |
Schedule B · 执行高管(12 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| ROGERS, JOHN, WASHINGTON | SHAREHOLDER | 是 |
| HOBSON, MELLODY, LOUISE | CO-CEO, PRESIDENT AND DIRECTOR (AND CO-FOUNDER, ARIEL ALTERNATIVES, LLC) | 是 |
| ARIEL CAPITAL MANAGEMENT HOLDINGS, INC. | OWNER | 是 |
| ROGERS, JOHN, WASHINGTON | CHAIRMAN, CO-CEO AND DIRECTOR | 是 |
| CREMERS, K J, MARTIJN | DIRECTOR | 是 |
| DUNCAN, ARNE, STARKEY | DIRECTOR | 是 |
| JARRETT, VALERIE, BOWMAN | DIRECTOR | 是 |
| TOOKES, HEATHER, ELISE | DIRECTOR | 是 |
| WOLFF, PAULA | DIRECTOR | 是 |
| MERCHANT, FAZAL, FAROOK | DIRECTOR | 是 |
| Romero, Anthony, David | DIRECTOR | 是 |
| Smith, Judy, Arline | DIRECTOR | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
