← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（11/20/2024）
STONEGATE INVESTMENT GROUP, LLC · 所有者与执行高管（CRD 314889）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/314889
Schedule A · 直接所有者（7 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| STONEGATE INVESTMENT GROUP HOLDINGS, LLC | 境内实体 | MANAGING MEMBER | 是 | E |
| SMITH, TONY, RANDALL | 个人 | CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER | 是 | NA |
| HARLESS, KIMBERLY, P | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
| COMPTON, CHRISTOPHER, J | 个人 | MANAGING DIRECTOR, PARTNER | 是 | NA |
| BROWN, MATTHEW, CRISMAN | 个人 | MANAGING DIRECTOR, PARTNER | 是 | NA |
| ALLEN, JAMES, WALTER | 个人 | CHIEF WEALTH STRATEGIST, PARTNER | 是 | NA |
| COWLEY, HARRY, LAWRENCE | 个人 | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 是 | NA |
Schedule B · 执行高管（8 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| BLUECUT CAPITAL, LLC | MEMBER | 是 |
| COMPTON, CHRISTOPHER, J | MANAGING MEMBER | 是 |
| YNOT HOLDINGS, LLC | MANAGING MEMBER | 是 |
| SMITH, TONY, RANDALL | MANAGING MEMBER | 是 |
| BROWNSTONE HOLDINGS, LLC | MEMBER | 是 |
| BROWN, MATTHEW, CRISMAN | MANAGING MEMBER | 是 |
| RIVERHILL HOLDINGS, LLC | MEMBER | 是 |
| ALLEN, JAMES, WALTER | MANAGING MEMBER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
