← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/17/2024)
BERNSTEIN INSTITUTIONAL SERVICES LLC · 所有者与执行高管(CRD 317807)
机构事实页:BERNSTEIN INSTITUTIONAL SERVICES LLC 事实页 → | 官方原文:IAPD firm-summary/317807
Schedule A · 直接所有者(8 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| VAN BRUGGE, ROBERT PIETER | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| BERTAN, LAURENCE HUGH | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| MCGRANAHAN, COLIN A | 个人 | HEAD OF RESEARCH | 是 | NA |
| KEYES-GREVELIS, STEPHEN N | 个人 | HEAD OF SALES | 是 | NA |
| LILES, DAVID ALLEN | 个人 | HEAD OF TRADING | 是 | NA |
| BERNSTEIN NORTH AMERICA HOLDINGS LLC | 境内实体 | SOLE LLC MEMBER | 是 | E |
| RHEE, KIHO | 个人 | CHIEF FINANCIAL OFFICER / FINOP | 是 | NA |
| HEATH, THOMAS | 个人 | PRINCIPAL OPERATIONS OFFICER | 是 | NA |
Schedule B · 执行高管(6 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| ALLIANCEBERNSTEIN L.P. | SOLE MEMBER | 是 |
| ALLIANCE CAPITAL MANAGEMENT LLC | SOLE LLC MEMBER | 是 |
| SCB GLOBAL HOLDINGS LLC | MEMBER | 是 |
| SOCIT GNRALE | MEMBER | 是 |
| ALLIANCEBERNSTEIN HOLDING L.P. | MEMBER | 是 |
| EQUITABLE HOLDINGS INC. | MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
