← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（11/12/2024）
FIRST TRUST CAPITAL MANAGEMENT L.P. · 所有者与执行高管（CRD 317825）
机构事实页：FIRST TRUST CAPITAL MANAGEMENT L.P. 事实页 → | 官方原文：IAPD firm-summary/317825
Schedule A · 直接所有者（7 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| BASSEWITZ, MARC, D | 个人 | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | 是 | NA |
| PECK, MICHAEL, DILLON | 个人 | CEO/CO-CIO | 是 | NA |
| EISENBERG, CHAD, SAMUAL | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
| FIRST TRUST CAPITAL SOLUTIONS L.P. | 境内实体 | LIMITED PARTNER | 是 | E |
| FTCS SUB GP LLC | 境内实体 | GENERAL PARTNER | 是 | NA |
| Guzman, Yadira | 个人 | CFO | 是 | NA |
| Reckley, Thomas | 个人 | PRESIDENT | 是 | NA |
Schedule B · 执行高管（22 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| FTCS GP LLC | GENERAL PARTNER | 是 |
| FIRST TRUST CAPITAL PARTNERS LLC | LIMITED PARTNER | 是 |
| VFT HOLDINGS II LP | LIMITED PARTNER | 是 |
| GRACE PARTNERS OF DUPAGE L.P. | SHAREHOLDER | 是 |
| THE CHARGER CORPORATION | GENERAL PARTNER | 是 |
| AJM VENTURES LLC | SHAREHOLDER | 是 |
| BOWEN, JAMES, ALLEN | SHAREHOLDER | 是 |
| VFT HOLDINGS LP | LIMITED PARTNER | 是 |
| VFT & VCM GP I LLC | GENERAL PARTNER | 是 |
| VFT HOLDINGS GP LLC | GENERAL PARTNER | 是 |
| AAJ VENTURES INC | LIMITED PARTNER | 是 |
| STERNBERG, DAVID, ALAN | OWNER | 是 |
| AAJ VENTURES INC | MEMBER | 是 |
| STERNBERG, DAVID, ALAN | MANAGER | 是 |
| PECK, MICHAEL, DILLON | MEMBER | 是 |
| PECK, MICHAEL, DILLON | LIMITED PARTNER | 是 |
| FIRST TRUST CAPITAL SOLUTIONS L.P. | MEMBER | 是 |
| EISENBERG, CHAD, SAMUAL | MEMBER | 是 |
| PECK, MICHAEL, DILLON | MEMBER | 是 |
| FIRST TRUST CAPITAL PARTNERS LLC | MEMBER | 是 |
| FTCS GP LLC | MANAGER | 是 |
| VFT HOLDINGS LP | MEMBER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
