← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(07/29/2024)
TROY ASSET MANAGEMENT LTD · 所有者与执行高管(CRD 319174)
机构事实页:TROY ASSET MANAGEMENT LTD 事实页 → | 官方原文:IAPD firm-summary/319174
Schedule A · 直接所有者(14 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| BROOKE, FRANCIS, GEORGE WINDHAM | 个人 | EXECUTIVE DIRECTOR, VICE CHARIMAN AND SHAREHOLDER - ORDINARY SHARES | 是 | B |
| LYON, SEBASTIAN, JEREMY | 个人 | FOUNDER, CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER AND SHAREHOLDER - ORDINARY SHARES | 是 | B |
| DAVIES, CHARLES, WILLIAM | 个人 | FINANCE DIRECTOR AND CHIEF EXECUTIVE OFFICER | 是 | NA |
| BOYLE, GABRIELLE, MARY | 个人 | EXECUTIVE DIRECTOR | 是 | NA |
| VON WESTENHOLZ, FREDERICK, PATRICK PIERS | 个人 | EXECUTIVE DIRECTOR | 是 | NA |
| PETHICK, JAN, STEPHEN | 个人 | NON-EXECUTIVE DIRECTOR AND CHAIRMAN | — | NA |
| HOGG, CRESSIDA, MARY | 个人 | NON-EXECUTIVE DIRECTOR | — | NA |
| HUGHES, NICHOLAS, CHARLES | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
| HANKEY, GEORGE, JAMES BARNARD | 个人 | GENERAL COUNSEL | — | NA |
| SONI, RAJESH, NMN | 个人 | CHIEF COMPLIANCE OFFICER AND HEAD OF COMPLIANCE | 是 | NA |
| OCORIAN LIMITED | 境外实体 | TRUSTEE OF TROY ASSET MANAGEMENT EMPLOYEE BENEFIT TRUST AND NOMINEE | — | D |
| Chenevix-Trench, Jonathan, Charles Stewart | 个人 | NON-EXECUTIVE DIRECTOR | — | NA |
| LPC OAK, LLC | 境内实体 | SHAREHOLDER | 是 | C |
| BRENNAN, SETH, WILLIAM | 个人 | NON-EXECUTIVE DIRECTOR | 是 | NA |
Schedule B · 执行高管(1 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| LINCOLN PEAK CAPITAL, LLC | MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
