← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/26/2024)
DCA FAMILY OFFICE, LLC · 所有者与执行高管(CRD 322047)
机构事实页:DCA FAMILY OFFICE, LLC 事实页 → | 官方原文:IAPD firm-summary/322047
Schedule A · 直接所有者(9 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| MITCHELL, CRAIG, D. | 个人 | MEMBER | — | A |
| DCAROCCAS, LLC | 境内实体 | MEMBER | 是 | B |
| THE ROCCA FAMILY TRUST | 境内实体 | MEMBER | 是 | C |
| MILLS, STEVEN, R. | 个人 | MEMBER | — | B |
| MULDERRIG, KHOLT, T. | 个人 | MEMBER | — | A |
| LAYTON, CASEY, A. | 个人 | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND MEMBER | — | A |
| ROCCA, CURTIS, M. | 个人 | CEO | 是 | NA |
| Bratkovich, Thomas, E. | 个人 | CHIEF INVESTMENT OFFICER | 是 | NA |
| Stephenson, Christopher, Bruce | 个人 | CHIEF OPERATIONS OFFICER | 是 | NA |
Schedule B · 执行高管(3 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| ROCCA, JENNIFER | TRUSTEE | 是 |
| ROCCA, CURTIS, M. | TRUSTEE | 是 |
| THE ROCCA FAMILY TRUST | TRUST | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
