← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（03/28/2024）
ARISTOTLE INVESTMENT SERVICES, LLC · 所有者与执行高管（CRD 324207）
机构事实页：ARISTOTLE INVESTMENT SERVICES, LLC 事实页 → | 官方原文：IAPD firm-summary/324207
Schedule A · 直接所有者（8 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| ARISTOTLE CAPITAL MANAGEMENT, LLC | 境内实体 | OWNER/MEMBER | 是 | E |
| RUMSEY, CAROL, ELAINE | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| LALLANDE, JOSEPH, GUSTAVE | 个人 | DEPUTY CHIEF LEGAL OFFICER | 是 | NA |
| NOLAN, DOMINIC, DAO | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| Schwab, Joshua, Brian | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| FUCCILLO, THOMAS, JOSEPH | 个人 | CHIEF LEGAL OFFICER | 是 | NA |
| ST HILAIRE, KIM, MARIE | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
| COSTA, RICARDO | 个人 | MANAGING DIRECTOR | 是 | NA |
Schedule B · 执行高管（8 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| RCB ACQUISITION COMPANY, LLC | OWNER | 是 |
| GLEICHER HOLDINGS, LLC | OWNER | 是 |
| SCHWEITZER, RICHARD, HARLAN | OWNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | 是 |
| GLEICHER, HOWARD, ROY | OWNER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | 是 |
| BOROWSKI, STEVEN, MARK | OWNER, PRESIDENT | 是 |
| HOLLANDER, RICHARD, SCOTT | OWNER, CHAIRMAN OF THE BOARD | 是 |
| LISENBEE, GARY, WAYNE | OWNER, VICE CHAIRMAN | 是 |
| PACIFIC LIFE INSURANCE COMPANY | OWNER | — |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
