← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（12/06/2024）
MKAM ETF LLC · 所有者与执行高管（CRD 324607）
机构事实页：MKAM ETF LLC 事实页 → | 官方原文：IAPD firm-summary/324607
Schedule A · 直接所有者（9 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| MULHOLLAND & KUPERSTOCK ASSET MANAGEMENT, LLC | 境内实体 | ELECTED MANAGER | 是 | D |
| KUPERSTOCK, MARK, HOWARD | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| Mulholland, Stephen, Robert | 个人 | CHIEF INVESTMENT OFFICER | 是 | NA |
| NELSON FAMILY TRUST U/T/A DATED 3/15/2001 FBO LESLIE C. NELSON AS HER SEPARATE PROPERTY | 境内实体 | MEMBER | — | A |
| NELSON FAMILY TRUST U/T/A DATED 3/15/2001 FBO GREGORY A. NELSON AS HIS SEPARATE PROPERTY | 境内实体 | MEMBER | — | NA |
| DEBORAH F. CARABET TRUST U/U/A DTD 3/29/2012 | 境内实体 | MEMBER | — | A |
| COTTON FAMILY TRUST U/A DATED 12/09/2002 | 境内实体 | MEMBER | — | A |
| CARABET FAMILY TRUST U/A DATED 10/25/2005 | 境内实体 | MEMBER | — | A |
| JD ROSE HOLDINGS LLC | 境内实体 | MEMBER | — | B |
Schedule B · 执行高管（9 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| NELSON, LESLIE, C. | TRUSTEE | 是 |
| NELSON, GREGORY, A. | TRUSTEE | 是 |
| CARABET, DEBORAH, F. | TRUSTEE | 是 |
| COTTON, JUDITH, A. | TRUSTEE | 是 |
| CARABET, ARMYN | TRUSTEE | 是 |
| CARABET, MARCI | TRUSTEE | 是 |
| ROSE, JONATHAN | MEMBER | 是 |
| KUPERSTOCK, MARK, HOWARD | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 是 |
| Mulholland, Stephen, Robert | MANAGING MEMBER & CHIEF INVESTMENT OFFICER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
