← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/27/2024)
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC · 所有者与执行高管(CRD 326646)
机构事实页:BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC 事实页 → | 官方原文:IAPD firm-summary/326646
Schedule A · 直接所有者(7 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | 境内实体 | MEMBER | 是 | E |
| SCHULTZ, PAUL, LEE | 个人 | CHIEF LEGAL OFFICER | — | NA |
| PAN, GORDON, GEORGE | 个人 | INVESTMENT COMMITTEE MEMBER | — | NA |
| PALMER, ANGELA, MARIE | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| NEIS, JOHN, JAMESON | 个人 | PARTNER AND INVESTMENT COMMITTEE MEMBER | 是 | NA |
| BOOTH, STEVEN, GREGORY | 个人 | INVESTMENT COMMITTEE MEMBER | — | NA |
| MAXWELL, TERRANCE, PATRICK | 个人 | INVESTMENT COMMITTEE MEMBER | — | NA |
Schedule B · 执行高管(2 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | 是 |
| BAIRD FINANCIAL GROUP, INC. | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
