← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/14/2024)
DIVERSIFIED ENTERPRISES, LLC · 所有者与执行高管(CRD 331709)
机构事实页:DIVERSIFIED ENTERPRISES, LLC 事实页 → | 官方原文:IAPD firm-summary/331709
Schedule A · 直接所有者(7 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| ROSEN, ANDREW, SCOTT | 个人 | PRESIDENT | 是 | C |
| DIVERSIFIED, LLC | 境内实体 | OWNER | — | C |
| LEVY, DAVID, Phillip | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| DIVERSIFIED PENN, LLC | 境内实体 | OWNER | — | C |
| Fisher, Michael, Allen | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| HORWATH, MICHAEL, TODD | 个人 | CHIEF INVESTMENT OFFICER | — | NA |
| LaBarbera, Anthony | 个人 | CHIEF OPERATING OFFICER | — | NA |
Schedule B · 执行高管(4 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| LEVY, DAVID, Phillip | MANAGING MEMBER | 是 |
| ROSEN, ANDREW, SCOTT | MANAGING MEMBER | 是 |
| ROSEN, ANDREW, SCOTT | MANAGING MEMBER | 是 |
| LEVY, DAVID, Phillip | MANAGING MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
