← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/01/2015)
FIRST COMMAND FINANCIAL PLANNING, INC. · 所有者与执行高管(CRD 3641)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/3641
Schedule A · 直接所有者(8 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| FIRST COMMAND FINANCIAL SERVICES, INC. | 境内实体 | STOCKHOLDER/OWNER | 是 | E |
| SIMPSON, HUGH ALAN | 个人 | EXEC VICE PRES/GENERAL COUNSEL/SECRETARY | 是 | NA |
| MORRISON, MICHAEL FRANCIS | 个人 | CFO/EXEC VICE PRES/DIRECTOR | 是 | NA |
| SPIKER, JOHN SCOTT | 个人 | PRESIDENT/CHIEF EXECUTIVE OFFICER | 是 | NA |
| WACKERHAGEN, JERRY ALAN | 个人 | EXEC VICE PRESIDENT , OPERATIONS AND TECHNOLOGY | 是 | NA |
| SARDHARWALA, MURTAZA ABBAS | 个人 | VICE PRESIDENT, CO-CHIEF COMPLIANCE OFFICER | 是 | NA |
| HAMMOND, VERONICA DENISE | 个人 | DIRECTOR, CO-CHIEF COMPLIANCE OFFICER | 是 | NA |
| STEFFE, MARK DUANE | 个人 | EXEC VICE PRESIDENT, NATIONAL DIRECTOR, ADVISOR OPERATIONS | 是 | NA |
Schedule B · 执行高管(2 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| FIRST COMMAND FINANCIAL PLANNING INC EMPLOYEE STOCK OWNERSHIP PLAN TRUST | OWNER | 是 |
| HENDERSON, COLIN MAXWELL | TRUSTEE | — |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
