← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/25/2024)
BRIGHTON SECURITIES CORP. · 所有者与执行高管(CRD 3875)
机构事实页:BRIGHTON SECURITIES CORP. 事实页 → | 官方原文:IAPD firm-summary/3875
Schedule A · 直接所有者(4 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| BRIGHTON SECURITIES HOLDINGS INC | 境内实体 | OWNER | 是 | E |
| CONBOY, GEORGE THOMAS | 个人 | CHAIRMAN | 是 | NA |
| ALBERTS, LORI ANN | 个人 | CCO | — | NA |
| CONBOY, GEORGE THOMAS | 个人 | CEO | 是 | NA |
Schedule B · 执行高管(12 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| CONBOY, GEORGE THOMAS | CHAIRMAN | 是 |
| HENDEE, DOUGLAS ARTHUR | VICE PRESIDENT | — |
| KRAVETZ, ROBERT A | SENIOR VICE PRESIDENT- FINANCIAL ADVISOR | — |
| HICKS, STEPHEN T. | FINANCIAL ADVISOR | — |
| WADE, ETHAN JOEL | VICE PRESIDENT - FINANCIAL ADVISOR | — |
| WADE, CHARLES WILLIAM | VICE PRESIDENT - FINANCIAL ADVISORS | — |
| SCENIC BUFFALO | SHAREHOLDER | — |
| FASCIANO, SALVATORE ANTHONY | VICE PRESIDENT - FINANCIAL ADVISOR | — |
| ALEXANDER, TODD W | FINANCIAL ADVISOR | 是 |
| HAWRYSCHUK, MELISSA | SHAREHOLDER | — |
| PEARTREE, DAVID S | SHAREHOLDER | — |
| DINORMA, SAMUEL JOSEPH | FINANCIAL ADVISOR | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
