← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（10/01/2024）
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · 所有者与执行高管（CRD 39805）
机构事实页：GUGGENHEIM FUNDS DISTRIBUTORS, LLC 事实页 → | 官方原文：IAPD firm-summary/39805
Schedule A · 直接所有者（8 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| COGLIANDRO, DOMINICK NMN | 个人 | CHIEF OPERATING OFFICER, UNIT INVESTMENT TRUST BUSINESS | 是 | NA |
| GUGGENHEIM FUNDS SERVICES, LLC | 境内实体 | MEMBER | 是 | E |
| LEE, AMY JO | 个人 | GENERAL COUNSEL, SECRETARY, AND SENIOR MANAGING DIRECTOR | 是 | NA |
| METZGER, DENNIS RYAN | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| MILLER, ELISABETH ANN | 个人 | SENIOR MANAGING DIRECTOR | 是 | NA |
| PARISI, CHRISTOPHER VITO | 个人 | HEAD OF DISTRIBUTION, SENIOR MANAGING DIRECTOR | 是 | NA |
| DILORENZO, DINA MARIE | 个人 | PRESIDENT OF THE BROKER DEALER, GUGGENHEIM FUNDS DISTRIBUTORS, LLC | 是 | NA |
| CHAN, YING | 个人 | FINANCIAL AND OPERATIONS PRINCIPAL | 是 | NA |
Schedule B · 执行高管（14 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| GUGGENHEIM PARTNERS, LLC | MEMBER | 是 |
| GUGGENHEIM CAPITAL, LLC | MEMBER | 是 |
| SAGE ASSETS, INC. | MEMBER | 是 |
| SAMMONS ENTERPRISES, INC. | SHAREHOLDER | 是 |
| CONSOLIDATED INVESTMENT SERVICES, INC. | SHAREHOLDER | 是 |
| SAMMONS ENTERPRISES, INC. ESOT | SHAREHOLDER | 是 |
| GREATBANC TRUST COMPANY, TRUSTEE | TRUSTEE | 是 |
| GUGGENHEIM MANAGER, INC. | MEMBER | 是 |
| GUGGENHEIM CAPITAL, LLC | SHAREHOLDER | 是 |
| GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT HOLDINGS, LLC | MEMBER | 是 |
| GI HOLDCO II LLC | MEMBER | 是 |
| GI HOLDCO LLC | MEMBER | 是 |
| GMI GPIMH, LLC | MANAGING MEMBER | 是 |
| SAMMONS CORPORATION | SHAREHOLDER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
