← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(07/27/2016)
NFP ADVISOR SERVICES, LLC · 所有者与执行高管(CRD 42046)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/42046
Schedule A · 直接所有者(7 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| POER, JAMES LYNN | 个人 | PRESIDENT | 是 | NA |
| GROSVENOR, MARK D | 个人 | SVP, TECHNOLOGY | 是 | NA |
| YIN, YIN | 个人 | CONTROLLER | — | NA |
| VANDERHEYDEN, JOHN PATRICK | 个人 | EVP, CHIEF OPERATING OFFICER | 是 | NA |
| LECLAIR, KRISTEN SANDERS | 个人 | SVP, ADVISORY & INVESTMENT SERVICES | 是 | NA |
| NFP ADVISOR SERVICES HOLDINGS D, INC | 境内实体 | SOLE MEMBER | 是 | E |
| PEDLOW, MICHAEL ROSS | 个人 | SVP, CHIEF COMPLIANCE OFFICER | 是 | NA |
Schedule B · 执行高管(8 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | MANAGER AND GP OF OTHER MANAGERS | 是 |
| MADISON DEARBORN PARTNERS | MANAGING MEMBER | 是 |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | OWNER | 是 |
| NFP ADVISOR SERVICES HOLDINGS C, INC | OWNER | 是 |
| NFP ADVISOR SERVICES HOLDINGS B, INC | OWNER | 是 |
| NFP ADVISOR SERVICES HOLDINGS A, INC | OWNER | 是 |
| NFP PARENT CO, LLC | OWNER | 是 |
| NFP HOLDINGS, LLC | OWNER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
