← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（11/07/2024）
ARVEST INVESTMENTS, INC. · 所有者与执行高管（CRD 42057）
机构事实页：ARVEST INVESTMENTS, INC. 事实页 → | 官方原文：IAPD firm-summary/42057
Schedule A · 直接所有者（24 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| ARVEST BANK | 境内实体 | OWNER | 是 | E |
| PAYNE, KARLA | 个人 | DIRECTOR | 是 | NA |
| PERRON, JOHN ARLEIGH | 个人 | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROSFP) | — | NA |
| SABIN, KENNETH KEVIN | 个人 | DIRECTOR | 是 | NA |
| BREWER, GRETCHEN DAPHYNE | 个人 | FINANCIAL AND OPERATIONAL PRINCIPAL AND PRINCIPAL FINANCIAL OFFICER | — | NA |
| DERRYBERRY, DEE GARRISON | 个人 | COO | 是 | NA |
| PERRON, JOHN ARLEIGH | 个人 | ARVEST1 MANAGER / MANAGER OF CLIENT SERVICES, MUNICIPAL PRINCIPAL | — | NA |
| PERRON, JOHN ARLEIGH | 个人 | PRIVATE SECURITIES OFFERINGS PRINCIPAL | — | NA |
| MACHEN, JAMES MATTHEW | 个人 | DIRECTOR | 是 | NA |
| RIVALDO, CRAIG ALAN | 个人 | DIRECTOR | 是 | NA |
| JAMES, CARA CLUGSTON | 个人 | DIRECTOR | 是 | NA |
| ROOKER, BARRY CHRISTOPHER | 个人 | SENIOR DIRECTOR OF SALES/DIRECTOR | 是 | NA |
| SMITH, BRIAN ANDREW | 个人 | DIRECTOR, EXECUTIVE VICE PRESIDENT, SENIOR DIRECTOR OF SALES, DIRECTOR OF RETIREMENT PLAN CONSULTING | 是 | NA |
| ANDRESS, LAURA JEAN | 个人 | DIRECTOR | 是 | NA |
| CAIN, KENDRA BRADFORD | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| LIPSCOMB, TABITHA HUBBS | 个人 | DIRECTOR | — | NA |
| COTTRELL, ASA ANDERSON | 个人 | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | 是 | NA |
| ROGERS, DONNY RAY JR | 个人 | PRESIDENT INVESTMENT SERVICES, SECRETARY OF BOARD, DIRECTOR | 是 | NA |
| CAIN, KENDRA BRADFORD | 个人 | DIRECTOR | 是 | NA |
| SHEPARD, RODNEY LEMAN | 个人 | DIRECTOR | — | NA |
| DERRYBERRY, DEE GARRISON | 个人 | DIRECTOR | 是 | NA |
| CRAIN, BRADLEY JEAN | 个人 | REGIONAL EXECUTIVE | 是 | NA |
| MORBECK, AMY MARIE | 个人 | CHIEF PRODUCT & INNOVATION OFFICER | — | NA |
| PERRON, JOHN ARLEIGH | 个人 | PRINCIPAL OPERATIONS OFFICER | — | NA |
Schedule B · 执行高管（4 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| ARVEST BANK GROUP, INC. | SHAREHOLDER | 是 |
| WALTON, SAMUEL ROBSON | SHAREHOLDER | 是 |
| WALTON, JIM C. | SHAREHOLDER | 是 |
| ARVEST HOLDINGS, INC. | SHAREHOLDER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
