← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（04/12/2019）
J.J.B. HILLIARD, W.L. LYONS, LLC · 所有者与执行高管（CRD 453）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/453
Schedule A · 直接所有者（15 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| ALLEN, JAMES REID | 个人 | CHAIRMAN OF THE BOARD, CEO | 是 | NA |
| MILLER, CARMELLA RASI | 个人 | CHIEF RISK OFFICER, EXECUTIVE VICE PRESIDENT | 是 | NA |
| GRIMLEY, CHARLES MORRISON | 个人 | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | 是 | NA |
| KAPLAN, ELIZABETH C | 个人 | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 是 | NA |
| ASFAHL, DONALD LEE | 个人 | EXECUTIVE VICE PRESIDENT | 是 | NA |
| HL FINANCIAL SERVICES, LLC | 境内实体 | MEMBER | 是 | E |
| WHITE, JALEIGH JEFFERS | 个人 | EXECUTIVE VICE PRESIDENT | 是 | NA |
| KESSINGER, THOMAS BURKS III | 个人 | DIRECTOR, PRESIDENT | 是 | NA |
| NEWMAN, ALAN HAMBURG | 个人 | EXECUTIVE VICE PRESIDENT | 是 | NA |
| CUTSINGER, CHARLES JOSEPH JR. | 个人 | EXECUTIVE VICE PRESIDENT | 是 | NA |
| PAPACHRISTOU, NICHOLAS | 个人 | CHIEF MARKETING OFFICER, EXECUTIVE VICE PRESIDENT | 是 | NA |
| AMATO, ANTHONY NICHOLAS JR | 个人 | PRINCIPAL OPERATIONS OFFICER | — | NA |
| PURCELL, PAUL EDWARD | 个人 | DIRECTOR | 是 | NA |
| BOOTH, STEVEN GREGORY | 个人 | DIRECTOR | 是 | NA |
| SCHROEDER, MICHAEL JOHN | 个人 | DIRECTOR | 是 | NA |
Schedule B · 执行高管（3 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| BAIRD HOLDING COMPANY | SHAREHOLDER | 是 |
| BAIRD FINANCIAL GROUP, INC. | SHAREHOLDER | 是 |
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
