← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（10/04/2012）
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC · 所有者与执行高管（CRD 45995）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/45995
Schedule A · 直接所有者（16 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| H L INVESTMENT ADVISORS LLC | 境内实体 | OWNER | 是 | E |
| FAGELY, TAMARA LYNN | 个人 | CONTROLLER/FINOP AND CHIEF FIN. OFFICER | 是 | NA |
| FIXER, MICHAEL JOSEPH | 个人 | ASSISTANT TREASURER/ASSISTANT VICE PRESIDENT | 是 | NA |
| MACDONALD, EDWARD PAUL | 个人 | VICE PRESIDENT AND CHIEF LEGAL OFFICER- INVESTMENT ADVISER | 是 | NA |
| MEYER, VERNON JOSEPH | 个人 | SENIOR VICE PRESIDENT | 是 | NA |
| DRESSEN, MICHAEL ROBERT | 个人 | ASSISTANT SECRETARY AND COMPLIANCE OFFICER | 是 | NA |
| DAVEY, JAMES EDWARD | 个人 | PRESIDENT, CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | 是 | NA |
| STELTER, KATHRYN ANN | 个人 | ASSISTANT VICE PRESIDENT | 是 | NA |
| QUADE, LAURA SUE | 个人 | ASSISTANT VICE PRESIDENT | 是 | NA |
| CONNER, CHRISTOPHER SCOTT | 个人 | AML COMPLIANCE OFFICER AND BROKER/DEALER CHIEF COMPLIANCE OFFICER | 是 | NA |
| SWANSON, MARTIN ALLEN | 个人 | VICE PRESIDENT/MARKETING | 是 | NA |
| RITCHEY, SHARON | 个人 | MANAGER | 是 | NA |
| ARENA, ROBERT MICHAEL JR | 个人 | MANAGER | 是 | NA |
| SCHROEDER, ELIZABETH LYNN | 个人 | ASSISTANT VICE PRESIDENT | 是 | NA |
| ORR, MARILYN KEIGHTLEY | 个人 | ASSISTANT VICE PRESIDENT | 是 | NA |
| MELCHER, JOSEPH GARY | 个人 | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER- INVESTMENT ADVISER AND CHIEF COMPLIANCE OFFICER | 是 | NA |
Schedule B · 执行高管（7 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (ILA) | OWNER | 是 |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG) | OWNER | 是 |
| HARTFORD LIFE, INC. | OWNER | 是 |
| HARTFORD FINANCIAL SERVICES, LLC | OWNER | 是 |
| HARTFORD HOLDINGS, INC. | OWNER | 是 |
| HARTFORD LIFE INSURANCE COMPANY | OWNER | 是 |
| HARTFORD LIFE AND ANNUITY INSURANCE CO. | OWNER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
