← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/18/2024)
PARK AVENUE SECURITIES LLC · 所有者与执行高管(CRD 46173)
机构事实页:PARK AVENUE SECURITIES LLC 事实页 → | 官方原文:IAPD firm-summary/46173
Schedule A · 直接所有者(11 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| LESINA, LEYLA ADA | 个人 | ELECTED MEMBER | 是 | NA |
| FERIK, MICHAEL NICHOLAS | 个人 | ELECTED MEMBER | — | NA |
| BOGGS, ALLEN WARREN | 个人 | HEAD OF PRODUCT & SUPERVISION | 是 | NA |
| HERGAN, JOSHUA NEIL | 个人 | GENERAL COUNSEL | — | NA |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | 境内实体 | OWNER | 是 | E |
| MAHER, CARLY PRITCHARD | 个人 | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 是 | NA |
| CASWELL, MARIANNE GRACE | 个人 | PRESIDENT AND ELECTED MEMBER | 是 | NA |
| RYNIKER, MICHAEL JOHN | 个人 | PRINCIPAL OPERATIONS OFFICER | 是 | NA |
| DESROCHERS, CARL | 个人 | ELECTED MEMBER | — | NA |
| BUTSCHER, JEFFREY JOSEPH | 个人 | INTERIM CHIEF COMPLIANCE OFFICER | 是 | NA |
| DAVARASHVILI, KATE | 个人 | FINOP/PRINCIPAL FINANCIAL OFFICER. | — | NA |
Schedule B · 执行高管(0 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| — | ||
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
