← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(09/04/2024)
HOLLENCREST CAPITAL MANAGEMENT, LLC · 所有者与执行高管(CRD 46217)
机构事实页:HOLLENCREST CAPITAL MANAGEMENT, LLC 事实页 → | 官方原文:IAPD firm-summary/46217
Schedule A · 直接所有者(8 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| PELLIZZON, GREGORY, PAUL | 个人 | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | 是 | C |
| WOLFORD, ROBERT, BURR | 个人 | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | 是 | C |
| KONON, JAMES | 个人 | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | — | NA |
| PELLIZZON, PETER, JOSEPH | 个人 | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | 是 | C |
| NAKAMURA, SUSAN, MARIE | 个人 | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | — | NA |
| AKERS, CAMERON, CURTIS | 个人 | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | 是 | NA |
| HCM CLASS B MEMBER, LLC | 境内实体 | VEHICLE FOR EMPLOYEE OWNERSHIP PARTICIPATION OF HCM | — | A |
| Kim, Shawn | 个人 | DIRECTOR, SENIOR ADVISOR | — | NA |
Schedule B · 执行高管(0 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| — | ||
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
