← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（07/29/2024）
ADVISORS ASSET MANAGEMENT, INC. · 所有者与执行高管（CRD 46727）
机构事实页：ADVISORS ASSET MANAGEMENT, INC. 事实页 → | 官方原文：IAPD firm-summary/46727
Schedule A · 直接所有者（15 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| COLYER, SCOTT IRVIN | 个人 | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR | 是 | NA |
| COLYER, LISA ANNE | 个人 | EXEC. VP/DIRECTOR | 是 | NA |
| GENOVESE, CHRISTOPHER THOMAS | 个人 | EXEC. VP/DIRECTOR | 是 | NA |
| MEITZNER, ALEX ROBERT | 个人 | SR. VP | 是 | NA |
| AAM HOLDINGS, INC | 境内实体 | SHAREHOLDER | 是 | E |
| WEBBER, JOHN EDWIN | 个人 | SVP, CHIEF COMPLIANCE OFFICER/SECRETARY | 是 | NA |
| DANIEL, BART PATRICK | 个人 | CHIEF TECHNOLOGY OFFICER/DIRECTOR | 是 | NA |
| GILBERT, BRIAN WAYNE | 个人 | SR. VP | 是 | NA |
| LLOYD, MATTHEW WILLIAM | 个人 | CHIEF INVESTMENT STRATEGIST/EXEC. VP | 是 | NA |
| STEWART, RICHARD ALAN | 个人 | EXEC. VP | 是 | NA |
| STOKLOSA, TIMOTHY JOHN | 个人 | EXEC. VP, CHIEF OPERATING OFFICER | 是 | NA |
| OPIE, JEFFREY KURTIS | 个人 | EXEC. VP, CHIEF FINANCIAL OFFICER | 是 | NA |
| SICKLES, CHARLES EDWARD | 个人 | EXEC. VP | 是 | NA |
| FERONE, MARILEE | 个人 | EXEC. VP | 是 | NA |
| CORSO, CLIFFORD D | 个人 | PRESIDENT/CHIEF INVESTMENT OFFICER | 是 | NA |
Schedule B · 执行高管（13 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| S&LC FAMILY LLC | COMMON SHAREHOLDER | 是 |
| J2KDLS IRREVOCABLE TRUST | MEMBER OF COMMON SHAREHOLDER | 是 |
| COLYER, SCOTT IRVIN | CO-MANAGER OF COMMON SHAREHOLDER | 是 |
| COLYER, LISA ANNE | CO-MANAGER OF COMMON SHAREHOLDER | 是 |
| SOUTH DAKOTA TRUST COMPANY, LLC | TRUSTEE OF MEMBER OF COMMON SHAREHOLDER | 是 |
| S&LC LIVING TRUST | MEMBER OF COMMON SHAREHOLDER | 是 |
| COLYER, LISA ANNE | CO-TRUSTEE OF MEMBER OF COMMON SHAREHOLDER | 是 |
| COLYER, SCOTT IRVIN | CO-TRUSTEE OF MEMBER OF COMMON SHAREHOLDER | 是 |
| SUN LIFE (U.S.) HOLDCO 2020, INC. | SHAREHOLDER | 是 |
| SUN LIFE ASSURANCE COMPANY OF CANADA - U.S. OPERATIONS HOLDINGS, INC. | SHAREHOLDER | 是 |
| SUN LIFE 2007-1 FINANCING CORP. | SHAREHOLDER | 是 |
| SUN LIFE GLOBAL INVESTMENTS INC. | SHAREHOLDER | 是 |
| SUN LIFE FINANCIAL INC. | SHAREHOLDER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
