← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（11/25/2024）
LINCOLN INVESTMENT PLANNING, LLC · 所有者与执行高管（CRD 519）
机构事实页：LINCOLN INVESTMENT PLANNING, LLC 事实页 → | 官方原文：IAPD firm-summary/519
Schedule A · 直接所有者（13 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| FORST, EDWARD SAMUEL JR | 个人 | ELECTED MANAGER/PRESIDENT/CEO | 是 | NA |
| FLAX, STEVEN NEIL | 个人 | SR VICE-PRESIDENT, HUMAN RESOURCES | 是 | NA |
| BURA, KAREN DOUGHERTY | 个人 | VICE-PRESIDENT, CONTROLLER | — | NA |
| LINCOLN INVESTMENT CAPITAL HOLDINGS, LLC | 境内实体 | MEMBER/OWNER | 是 | E |
| MCCARTHY, DIANE MULHERRIN | 个人 | EXECUTIVE VICE-PRESIDENT/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/ELECTED MANAGER | 是 | NA |
| MEHROTRA, SHASHI | 个人 | SENIOR VICE-PRESIDENT, CHIEF INVESTMENT STRATEGIST | — | NA |
| BUETI, ANTHONY CHARLES | 个人 | SENIOR VICE-PRESIDENT, OPERATIONS & SERVICE/ PRINCIPAL OPERATIONS OFFICER | — | NA |
| MAYHEW, STEPHEN THOMAS | 个人 | SENIOR VICE-PRESIDENT, CHIEF INVESTMENT OFFICER | — | NA |
| MATTSON, MAUREEN ANN | 个人 | EXECUTIVE-VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 是 | NA |
| KOLLAR, MICHAEL MARK | 个人 | EXECUTIVE VICE-PRESIDENT, CHIEF INFORMATION OFFICER | 是 | NA |
| OBERLIES, SUSAN MARY | 个人 | SENIOR VICE-PRESIDENT, CORPORATE COUNSEL/SECRETARY | — | NA |
| LECKEY, KATHLEEN KINSLOW | 个人 | EXECUTIVE VICE-PRESIDENT, CHIEF OPERATING OFFICER | 是 | NA |
| O'LEARY, KEVIN JOSEPH | 个人 | EXECUTIVE VICE-PRESIDENT, CHIEF GROWTH OFFICER | 是 | NA |
Schedule B · 执行高管（1 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| LINCOLN INVESTMENT GROUP HOLDINGS, INC. | INDIRECT OWNER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
