← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（01/04/2016）
NEUBERGER BERMAN MANAGEMENT LLC · 所有者与执行高管（CRD 5493）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/5493
Schedule A · 直接所有者（9 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| CONTI, ROBERT JOHN | 个人 | PRESIDENT & CEO | 是 | NA |
| CETRON, BRAD ELLIOT | 个人 | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - B/D | — | NA |
| WILLIAMS, CHAMAINE NATHALEE | 个人 | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - I/A | — | NA |
| AMATO, JOSEPH VINCENT | 个人 | CEO & PRESIDENT NB HOLDINGS LLC, SOLE MEMBER OF REGISTRANT AND CHIEF INVESTMENT OFFICER-EQUITIES | 是 | NA |
| TANK, BRADLEY CURTIS | 个人 | MANAGING DIRECTOR, CIO FIXED INCOME | 是 | NA |
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | 境内实体 | MEMBER | 是 | E |
| AINSWORTH, JASON RYAN | 个人 | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | 是 | NA |
| DEMPSEY, JAMES J | 个人 | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | 是 | NA |
| ALLARD, ANDREW BRIAN | 个人 | SENIOR VICE PRESIDENT, GENERAL COUNSEL | — | NA |
Schedule B · 执行高管（3 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| NBSH ACQUISITION, LLC | MEMBER | 是 |
| NEUBERGER BERMAN GROUP LLC | HOLDING COMPANY | 是 |
| NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | MEMBER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
