← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/16/2012)
SCOTT & STRINGFELLOW, LLC · 所有者与执行高管(CRD 6255)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/6255
Schedule A · 直接所有者(16 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| BB&T CORPORATION | 境内实体 | OWNER | 是 | E |
| GRIM, MERLIN T | 个人 | SENIOR MANAGING DIRECTOR/FINANCIAL OPERATIONS & RISK OFFICER/BOARD OF MANAGERS | 是 | NA |
| SCOTT, SIDNEY BUFORD | 个人 | CHAIRMAN/BOARD OF MANAGERS | 是 | NA |
| YATES, WILLIAM RUFUS III | 个人 | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 是 | NA |
| JUNG, JOHN BERNARD JR | 个人 | SR MANAGING DIR./CHIEF MARKETING OFFICER/BOARD OF MANAGERS | 是 | NA |
| SAUFLEY, RANDALL BARRETT | 个人 | CHIEF FINANCIAL OFFICER / FINOP /MANAGING DIRECTOR | 是 | NA |
| CECIL, ALEXANDER WILSON | 个人 | CHIEF COMPLIANCE OFFICER / MANAGING DIRECTOR / BOARD OF MANAGERS | 是 | NA |
| JOHNSON, HAL SWORDS | 个人 | BOARD OF MANAGERS | 是 | NA |
| OSHEA, PATRICK ARTHUR | 个人 | SENIOR MANAGING DIRECTOR/EQUITY CAPITAL MARKETS/BOARD OF MANAGERS | 是 | NA |
| THOMPSON, JUSTIN SHANE | 个人 | ROP | — | NA |
| DANIELS, KENNETH LUE | 个人 | BOARD OF MANAGERS | 是 | NA |
| HARDY, WILLIAM EDWARD | 个人 | SENIOR MANAGING DIRECTOR / HEAD OF DEBT CAPITAL MARKETS/BOARD OF MANAGERS | 是 | NA |
| CRAM, BRYAN SCOTT | 个人 | PRESIDENT PRIVATE CLIENT GROUP/SENIOR MANAGING DIRECTOR/BOARD OF MANAGERS | 是 | NA |
| OWEN, MICHAEL COLE | 个人 | SENIOR MANAGING DIRECTOR / REGIONAL MANAGER | 是 | NA |
| BALL, MICHAEL DOUGLAS | 个人 | SENIOR MANAGING DIRECTOR / REGIONAL MANAGER | 是 | NA |
| ROBBINS, GEORGE WILLIAM IV | 个人 | BOARD OF MANAGERS | 是 | B |
Schedule B · 执行高管(0 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| — | ||
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
