← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/09/2024)
FIFTH THIRD SECURITIES, INC. · 所有者与执行高管(CRD 628)
机构事实页:FIFTH THIRD SECURITIES, INC. 事实页 → | 官方原文:IAPD firm-summary/628
Schedule A · 直接所有者(10 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | 境内实体 | OWNER | 是 | E |
| JACOBS, JARRETT ANDREW | 个人 | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 是 | NA |
| OVERMANN, JUSTIN MICHAEL | 个人 | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 是 | NA |
| KELLY, GINGER MICHELLE | 个人 | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 是 | NA |
| MARCUS, ROBERT FRANKLIN | 个人 | DIRECTOR, HEAD OF CAPITAL MARKETS | 是 | NA |
| STRATMOEN, CHRISTOPHER SCOTT | 个人 | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | — | NA |
| CORSARIE, ROBERT ALBERT | 个人 | DIRECTOR, HEAD OF RETAIL BROKERAGE | 是 | NA |
| LUDWICK, JAMES PAUL | 个人 | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 是 | NA |
| JOHNSON MOBLEY, SHANNON | 个人 | DIRECTOR, REGIONAL INVESTMENT MANAGER | 是 | NA |
| LYONS, TIMOTHY | 个人 | DIRECTOR, MANAGING DIRECTOR-TRADING | 是 | NA |
Schedule B · 执行高管(2 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| FIFTH THIRD FINANCIAL CORPORATION | SHAREHOLDER | 是 |
| FIFTH THIRD BANCORP | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
