← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（10/11/2024）
EQUITABLE ADVISORS, LLC · 所有者与执行高管（CRD 6627）
机构事实页：EQUITABLE ADVISORS, LLC 事实页 → | 官方原文：IAPD firm-summary/6627
Schedule A · 直接所有者（16 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | 境内实体 | MEMBER | 是 | E |
| MASSA, FRANK ANGELO JR | 个人 | PRESIDENT/DIRECTOR | 是 | NA |
| BONADONNA, MARYJEAN ELIZABETH | 个人 | CHIEF RISK OFFICER | 是 | NA |
| JONES, GINA MARIE | 个人 | VICE PRESIDENT AND FINANCIAL CRIME OFFICER | 是 | NA |
| KARR, DAVID WHITCOMB | 个人 | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | 是 | NA |
| MELLIN, JAMES PATRICK | 个人 | CHIEF SALES OFFICER | 是 | NA |
| SARFATTI, AARON JOSEPH | 个人 | DIRECTOR | 是 | NA |
| SMITH, JANE LYNN | 个人 | ASSISTANT VICE PRESIDENT | 是 | NA |
| CANNON, CHRISTIAN JAMES | 个人 | VICE PRESIDENT AND GENERAL COUNSEL | 是 | NA |
| BROWNING, RALPH EDWARD II | 个人 | CHIEF PRIVACY OFFICER | 是 | NA |
| LARUSSA, CHRISTOPHER JOHN | 个人 | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | 是 | NA |
| BOYLAN, PATRICIA AGNES | 个人 | BROKER DEALER CHIEF COMPLIANCE OFFICER | 是 | NA |
| LANE, NICHOLAS BURRITT | 个人 | DIRECTOR | 是 | NA |
| SCAPPATOR, CANDACE LYNN | 个人 | CONTROLLER/FINOP/PRINCIPAL FINANCIAL OFFICER | 是 | NA |
| ZHANG, YUN | 个人 | DIRECTOR | 是 | NA |
| ZIMMERER, TRACY | 个人 | VICE PRESIDENT, PRINCIPAL OPERATIONS OFFICER | 是 | NA |
Schedule B · 执行高管（2 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| EQUITABLE FINANCIAL SERVICES, LLC | SHAREHOLDER | 是 |
| EQUITABLE HOLDINGS, INC. | MEMBER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
