← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（10/12/2023）
FSC SECURITIES CORPORATION · 所有者与执行高管（CRD 7461）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/7461
Schedule A · 直接所有者（10 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| FINANCIAL SERVICE CORPORATION | 境内实体 | SHAREHOLDER | 是 | E |
| HAMEL, CYNTHIA ANN | 个人 | EVP, CHIEF OPERATIONS OFFICER | 是 | NA |
| PRICE, JAMES DALE | 个人 | CHAIRMAN | 是 | NA |
| SCHMIDT, DAVID MARTIN | 个人 | TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | — | NA |
| HAMMOND, DORI JAMILLE | 个人 | VP, CHIEF COMPLIANCE OFFICER | — | NA |
| SCHLUETER, MATTHEW ADAM | 个人 | EVP, DIRECTOR | 是 | NA |
| CORNICK, GREGORY ALLEN | 个人 | DIRECTOR | 是 | NA |
| SILLS, JEFFERY SCOTT | 个人 | CEO, PRESIDENT, DIRECTOR | 是 | NA |
| GERB, JASON | 个人 | SVP, CHIEF REGULATORY OFFICER | 是 | NA |
| NORTHRIP, IRYNA YAKOVLEVNA | 个人 | SVP, CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISORY | 是 | NA |
Schedule B · 执行高管（18 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | 是 |
| OSAIC HOLDINGS, INC. | SHAREHOLDER | 是 |
| AG PARENT CORPORATION | SHAREHOLDER | 是 |
| AG INTERMEDIATE CORPORATION | SHAREHOLDER | 是 |
| AG ARTEMIS HOLDINGS, L.P. | SHAREHOLDER | 是 |
| RCP ARTEMIS CO-INVEST, L.P. | LIMITED PARTNER | 是 |
| RCP ARTEMIS CO-INVEST GP LLC | GENERAL PARTNER | 是 |
| AG ARTEMIS HOLDINGS GP, LLC | GENERAL PARTNER | 是 |
| RCP GENPAR LP | LIMITED PARTNER | 是 |
| RCP GENPAR HOLDCO LLC | LIMITED PARTNER | 是 |
| MRB ICBC LLC | MEMBER | 是 |
| THE BERLINSKI FAMILY 2006 TRUST | MEMBER | 是 |
| BERLINSKI, MILTON RALPH | GENERAL PARTNER | 是 |
| BERLINSKI, MILTON RALPH | MEMBER | 是 |
| BERLINSKI, MILTON RALPH | INVESTMENT MANAGER | 是 |
| BERLINSKI, MILTON RALPH | TRUSTEE | 是 |
| RCP OPP FUND II GP, LP | LIMITED PARTNER | 是 |
| OSAIC FINANCIAL SERVICES, INC. | SHAREHOLDER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
