← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(09/30/2024)
WEDBUSH SECURITIES INC. · 所有者与执行高管(CRD 877)
机构事实页:WEDBUSH SECURITIES INC. 事实页 → | 官方原文:IAPD firm-summary/877
Schedule A · 直接所有者(13 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| WEDBUSH, GARY LANCE | 个人 | PRESIDENT, DIRECTOR | 是 | NA |
| HULTGREN, DONALD WAYNE | 个人 | EXECUTIVE CHAIR, DIRECTOR | 是 | NA |
| BILLINGS, DANIEL ERIC | 个人 | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR | 是 | NA |
| FITZSIMMONS, ROBERT GERARD | 个人 | EXECUTIVE VICE PRESIDENT | 是 | NA |
| MONE, CHRISTOPHER MICHAEL | 个人 | EXECUTIVE VICE PRESIDENT | 是 | NA |
| DRUCH, ANDREW WALTER | 个人 | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | 是 | NA |
| PASET, ROBERT EDWARD | 个人 | EXECUTIVE VICE PRESIDENT | 是 | NA |
| FRAUNCES, KIRSTEN CAMPBELL | 个人 | EXECUTIVE VICE PRESIDENT | 是 | NA |
| DEMPSEY, FRANCIS BURKE | 个人 | EXECUTIVE VICE PRESIDENT | 是 | NA |
| WEDBUSH FINANCIAL SERVICES, LLC | 境内实体 | OWNER | 是 | E |
| PRESTON, ERIN KATHLEEN | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| BLAND, GEOFFREY CONOR | 个人 | DIRECTOR | 是 | NA |
| PARRODE, RODRIGO NMN | 个人 | EVP, CHIEF OPERATING OFFICER | 是 | NA |
Schedule B · 执行高管(4 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| WEDBUSH CAPITAL | SOLE MEMBER | 是 |
| EDWARD AND JEAN WEDBUSH FAMILY TRUST | SOLE MEMBER | 是 |
| THE BRYN MAWR TRUST COMPANY OF DELAWARE | TRUSTEE | 是 |
| WEDBUSH FAMILY PARTNERS, LLC | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
