| 2E CAPITAL PARTNERS LP | SEC RIA(Approved) |
| SCALEBUILDER, LLC | SEC RIA(Approved) |
| ECOBRIDGE CAPITAL MANAGEMENT LP | SEC RIA(Approved) |
| OPEN FIELD CAPITAL LLC | SEC RIA(Approved) |
| CROSS RAPIDS CAPITAL LP | SEC RIA(Approved) |
| MERIDIAN INVESTMENT ADVISORS | SEC RIA(Approved) |
| VANGUARD GLOBAL ADVISERS, LLC | SEC RIA(Approved) |
| FINANCIAL ADVISORY SERVICES | SEC RIA(Approved) |
| L. C. BHANDARI & CO. | SEC RIA(Approved) |
| THE VISUALIZE GROUP LP | SEC RIA(Approved) |
| SHIKHARA INVESTMENT MANAGEMENT LP | SEC RIA(Approved) |
| NEIMAN FUNDS MANAGEMENT LLC | SEC RIA(Approved) |
| EMERALD SEPARATE ACCOUNT MANAGEMENT LLC | SEC RIA(Approved) |
| NINE MASTS CAPITAL ADVISERS LLC | SEC RIA(Approved) |
| AROHI ASSET MANAGEMENT PTE LTD. | SEC RIA(Approved) |
| CASTLE RIDGE ASSET MANAGEMENT LIMITED | SEC RIA(Approved) |
| STANCORP INVESTMENT ADVISERS, INC. | SEC RIA(Approved) |
| FARRINGDON ASSET MANAGEMENT PTE LTD | SEC RIA(Approved) |
| EVERGREEN CAPITAL ASSOCIATES LLC | SEC RIA(Approved) |
| GULF INTERNATIONAL BANK (UK) LIMITED | SEC RIA(Approved) |
| WESTBECK CAPITAL MANAGEMENT LLP | SEC RIA(Approved) |
| EMMETT INVESTMENT MANAGEMENT, LP | SEC RIA(Approved) |
| MERCOR INVESTMENT GROUP | SEC RIA(Approved) |
| RELIANT CONSULTING & RESEARCH, INC. | SEC RIA(Approved) |
| MPFA INC. | SEC RIA(Approved) |
| STRATXAI | SEC RIA(Approved) |
| SADDLE POINT MANAGEMENT, L.P. | SEC RIA(Approved) |
| RUDNEY ASSOCIATES | SEC RIA(Approved) |
| QARMA TECHNOLOGY, INC. | SEC RIA(Approved) |
| PICHARDO ASSET MANAGEMENT, S.A. DE C.V. | SEC RIA(Approved) |
| COLUMBIA CENT CLO ADVISERS, LLC | SEC RIA(Approved) |
| INFINITY Q CAPITAL MANAGEMENT, LLC | SEC RIA(Approved) |
| ALLSTATE INVESTMENT MANAGEMENT COMPANY | SEC RIA(Approved) |
| EXTANT CAPITAL LLC | SEC RIA(Approved) |
| ALLARD PARTNERS LIMITED | SEC RIA(Approved) |
| PROFUND ADVISORS LLC | SEC RIA(Approved) |
| CHURCHILL NCPE ADVISOR LLC | SEC RIA(Approved) |
| SAVANNA INVESTMENT MANAGEMENT LLC | SEC RIA(Approved) |
| DENALI ADVISORS, LLC | SEC RIA(Approved) |
| AVALA GLOBAL LP | SEC RIA(Approved) |
| HERMES GPE (USA) INC | SEC RIA(Approved) |
| ETORO USA ADVISERS INC. | SEC RIA(120-Day Approval) |
| BNY MELLON ETF INVESTMENT ADVISER, LLC | SEC RIA(Approved) |
| XY INVESTMENTS | SEC RIA(Approved) |
| RIDGELINE PRODUCTIONS LLC | SEC RIA(Approved) |
| ELMWOOD ASSET MANAGEMENT LLC | SEC RIA(Approved) |
| MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED | SEC RIA(Approved) |
| WATERWHEEL CAPITAL MANAGEMENT | SEC RIA(Approved) |
| CYPRESS RIDGE CAPITAL, L.P. | SEC RIA(Approved) |
| EDMP, INC. | SEC RIA(Approved) |
| VINTAGE INVESTMENT PARTNERS | SEC RIA(Approved) |
| FOURNORTH CAPITAL LLC | SEC RIA(Approved) |
| ARDIAN | SEC RIA(Approved) |
| CLEAN ENERGY TRANSITION INTERNATIONAL S.A.M. | SEC RIA(Approved) |
| GREENVALE CAPITAL LLP | SEC RIA(Approved) |
| FLEXSTONE PARTNERS, LLC | SEC RIA(Approved) |
| SEVEN SIX CAPITAL MANAGEMENT, LLC | SEC RIA(Approved) |
| LEGEIS CAPITAL ADVISORS, LLC | SEC RIA(Approved) |
| MASON INVESTMENTS LIMITED | SEC RIA(Approved) |
| VISTA CREDIT BDC MANAGEMENT, L.P. | SEC RIA(Approved) |
| COLONIAL TRUST ADVISORS, INC. | SEC RIA(Approved) |
| SANDHILL WEALTH MANAGEMENT, INC. | SEC RIA(Approved) |
| ESCHLER ASSET MANAGEMENT LLP | SEC RIA(Approved) |
| POLITAN CAPITAL MANAGEMENT | SEC RIA(Approved) |
| KDHB V CAPITAL MANAGEMENT, LLC | SEC RIA(Approved) |
| QSEMBLE CAPITAL MANAGEMENT, LP | SEC RIA(Approved) |
| ALPINVEST US HOLDINGS, LLC | SEC RIA(Approved) |
| AIGA CAPITAL PARTNERS LLC | SEC RIA(Approved) |
| TRG MANAGEMENT LP | SEC RIA(Approved) |
| ENDICOTT CAPITAL | SEC RIA(Approved) |
| ALGEBRIS INVESTMENTS (US) INC. | SEC RIA(Approved) |
| HARBOUR FINANCIAL RESOURCES, LTD | SEC RIA(Approved) |
| ACORN CAPITAL ADVISORS, LLC | SEC RIA(Approved) |
| NEW HOLLAND CAPITAL, LLC | SEC RIA(Approved) |
| KYNANCE COVE CAPITAL LLP | SEC RIA(Approved) |
| DERBY LANE | SEC RIA(Approved) |
| ROYALTY PHARMA SUB-MANAGER, LLC | SEC RIA(Approved) |
| LONGPOINT PARTNERS LP | SEC RIA(Approved) |
| VR ADVISORY SERVICES LTD. | SEC RIA(Approved) |
| TORMA CAPITAL LLP | SEC RIA(Approved) |