| ANDREWS, LUCIA WEALTH MANAGEMENT LLC | SEC RIA(Approved) |
| SIERRA FINANCIAL ADVISORY | SEC RIA(Approved) |
| GENESIS INVESTMENT MANAGEMENT, LLP | SEC RIA(Approved) |
| NAVIGATION GROUP LLC | SEC RIA(Approved) |
| RICHARDSON CAPITAL MANAGEMENT, LLC | SEC RIA(Approved) |
| ADIRONDACK RESEARCH & MANAGEMENT INC. | SEC RIA(Approved) |
| WELCH INVESTMENT GROUP, LLC | SEC RIA(Approved) |
| PERIGON WEALTH MANAGEMENT, LLC | SEC RIA(Approved) |
| WALDRON PRIVATE WEALTH | SEC RIA(Approved) |
| SNOW FINANCIAL MANAGEMENT, LLC | SEC RIA(Approved) |
| CLARION ADVISORS INC. | SEC RIA(Approved) |
| TIMBUKTU CAPITAL MANAGEMENT, LLC | SEC RIA(Approved) |
| DUPREE FINANCIAL GROUP, LLC | SEC RIA(Approved) |
| KWK MANAGEMENT LLC | SEC RIA(Approved) |
| MODERN CAPITAL ADVISORS, LLC | SEC RIA(Approved) |
| ABG CONSULTANTS | SEC RIA(Approved) |
| KIRTLAND FINANCIAL MANAGEMENT, INC. | SEC RIA(Approved) |
| CSENGE ADVISORY GROUP, LLC | SEC RIA(Approved) |
| SKYLANDS CAPITAL, LLC | SEC RIA(Approved) |
| BRAESIDE INVESTMENTS, LLC | SEC RIA(Approved) |
| GOODWIN INVESTMENT ADVISORY | SEC RIA(Approved) |
| INCA INVESTMENTS, LLC | SEC RIA(Approved) |
| APIS CAPITAL ADVISORS, LLC | SEC RIA(Approved) |
| TIMBERCHASE FINANCIAL, LLC | SEC RIA(Approved) |
| REGENCY WEALTH MANAGEMENT | SEC RIA(Approved) |
| PIER CAPITAL, LLC | SEC RIA(Approved) |
| HAVERDINK FINANCIAL MANAGEMENT, LLC | SEC RIA(Approved) |
| J. SAFRA ASSET MANAGEMENT CORPORATION | SEC RIA(Approved) |
| CLOUGH CAPITAL PARTNERS, LP | SEC RIA(Approved) |
| STERLING WEALTH MANAGEMENT, INC. | SEC RIA(Approved) |
| ZIONS CAPITAL ADVISORS, INC. | SEC RIA(Approved) |
| AMICUS FINANCIAL ADVISORS, LLC | SEC RIA(Approved) |
| COMPREHENSIVE WEALTH SOLUTIONS, LLC | SEC RIA(Approved) |
| SMART PORTFOLIOS, LLC | SEC RIA(Approved) |
| PHILLIPS FINANCIAL | SEC RIA(Approved) |
| SALEM PARTNERS WEALTH MANAGEMENT, LLC | SEC RIA(Approved) |
| CAROLINA WEALTH MANAGEMENT, INC. | SEC RIA(Approved) |
| NORTHEAST PLANNING ASSOCIATES, INC. | SEC RIA(Approved) |
| PHILADELPHIA FINANCIAL | SEC RIA(Approved) |
| ANSON ANALYTICS | SEC RIA(Approved) |
| CPMG, INC. | SEC RIA(Approved) |
| FINANCIAL EMPOWERMENT LLC | SEC RIA(Approved) |
| FINLEY FINANCIAL, LLC | SEC RIA(Approved) |
| CARRET ASSET MANAGEMENT, LLC | SEC RIA(Approved) |
| WATTS GWILLIAM & COMPANY, LLC | SEC RIA(Approved) |
| PORTFOLIO DESIGN SERVICES, LLC | SEC RIA(Approved) |
| GSG ADVISORS LLC | SEC RIA(Approved) |
| NXG INVESTMENT MANAGEMENT | SEC RIA(Approved) |
| NPA ASSET MANAGEMENT, LLC | SEC RIA(Approved) |
| AQS ASSET MANAGEMENT, L.L.C. | SEC RIA(Approved) |
| EPOCH INVESTMENT PARTNERS, INC. | SEC RIA(Approved) |
| UNIVERSAL FINANCIAL SERVICES INC. | SEC RIA(Approved) |
| OPEN WINDOW FINANCIAL SOLUTIONS, LTD. | SEC RIA(Approved) |
| HMS FINANCIAL SERVICES, LLC | SEC RIA(Approved) |
| CREWCIAL PARTNERS LLC | SEC RIA(Approved) |
| SENESCHAL FAMILY OFFICE | SEC RIA(Approved) |
| ARES CAPITAL MANAGEMENT LLC | SEC RIA(Approved) |
| GARNER FINANCIAL MANAGEMENT | SEC RIA(Approved) |
| MERIDIAN INVESTMENT COUNSEL, INC. | SEC RIA(Approved) |
| NEW CAPITAL MANAGEMENT, LP | SEC RIA(Approved) |
| AMERICAN ASSETS INVESTMENT MANAGEMENT, LLC | SEC RIA(Approved) |
| BELLEAIR WEALTH MANAGEMENT, LLC | SEC RIA(Approved) |
| POEHLING CAPITAL MANAGEMENT, INC. | SEC RIA(Approved) |
| LIGHT FINANCIAL SERVICES, INC. | SEC RIA(Approved) |
| NUMERIC INVESTORS LLC | SEC RIA(Approved) |
| BUCKMAN ADVISORY GROUP LLC | SEC RIA(Approved) |
| VERSANT CAPITAL MANAGEMENT, INC. | SEC RIA(Approved) |
| GRANGE CAPITAL, LLC | SEC RIA(Approved) |
| LEGATO CAPITAL MANAGEMENT, LLC | SEC RIA(Approved) |
| GUNN WEALTH MANAGEMENT LLC | SEC RIA(Approved) |
| EHRENKRANZ PARTNERS L.P. | SEC RIA(Approved) |
| SIERRA PACIFIC PRIVATE WEALTH, LLC | SEC RIA(Approved) |
| HULL WEALTH MANAGEMENT | SEC RIA(Approved) |
| USA MUTUALS ADVISORS, INC. | SEC RIA(Approved) |
| NORTH SHORE INVESTMENT CONSULTING LLC | SEC RIA(Approved) |
| PAPAMARKOU WELLNER PERKIN ADVISORS | SEC RIA(Approved) |
| R.T. JONES CAPITAL EQUITIES MANAGEMENT INC. | SEC RIA(Approved) |
| BRADLEY WEALTH LLC | SEC RIA(Approved) |
| TWO POINT CAPITAL MANAGEMENT, INC. | SEC RIA(Approved) |
| GREENROCK RESEARCH, INC. | SEC RIA(Approved) |